Compliance Manager, Private Banking

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...

Manager (Private Banking Compliance) – Legal and Compliance Department Add expected salary to your profile for insights Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Provide assistance in the compliance review exercises; Support in managing compliance projects;...

Investment Compliance Manager (Private Banking) Regional Private BankGreat Working CultureGreat Remuneration Package Company overview. This Regional PrivateBankis looking for a seasoned compliance talent to join their team focusing on investment compliance (including but not limited to product due diligence, selling process and the like).You will be joining...

(Senior) Manager, Business Compliance (AML / Compliance, Private Banking) Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong) (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) 1 week ago Be among the first 25 applicants Join to apply for the (Senior)...

A regional bank is looking for a Compliance Manager in Hong Kong to oversee compliance within its Private Banking division. The successful candidate will provide compliance advice, review product due diligence, and manage compliance projects. Applicants should have a degree in Law or Business, at least 5 years of experience in compliance within financial...

Your new company Our client is one of Asia's leading financial institutions, recognised for their strong presence in private banking and wealth management. As they continue to expand, they are seeking a dedicated Compliance Manager to join their team and ensure their operations meet the highest regulatory and ethical standards. Your new role As a Compliance...

A regional private bank in Hong Kong is seeking an experienced Investment Compliance Manager to provide compliance guidance, oversee product due diligence processes, and design effective compliance controls aimed at preventing mis-selling risks. The ideal candidate will have at least five years of relevant experience in the private banking sector, extensive...

A regional bank is seeking a qualified Compliance Manager for its Private Banking division in Hong Kong. The ideal candidate will have at least 5 years of relevant experience in compliance within financial institutions. Responsibilities include providing compliance advice, reviewing product due diligence, and managing compliance projects. Strong...

A leading financial institution in Hong Kong is seeking a Manager for Private Banking Compliance. The role involves providing compliance advice, managing compliance projects, and working on product due diligence. Candidates should have at least 5 years of experience in compliance within financial institutions and a degree in Law or Business. Proficiency in...