Manager (Private Banking Compliance) – Legal and Compliance Department

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

A regional bank is seeking a Compliance Manager for its Private Banking division. The role will report directly to the Head of Legal and Compliance. Responsibilities Provide compliance advice to the Private Banking Department; Advise and review product due diligence work for the products of Private Banking; Assist in the compliance review exercises; Support...

(Senior) Manager, Business Compliance (AML / Compliance, Private Banking) Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong) (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) 1 week ago Be among the first 25 applicants Join to apply for the (Senior)...

Responsibilities Assist in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international regulations (such as GDPR, Hong Kong Personal Data (Privacy) Ordinance, etc. Support...

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

Responsibilities Assist in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international regulations (such as GDPR, Hong Kong Personal Data (Privacy) Ordinance, etc. Support...

Responsibilities Assist in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance needs of departments Assist in executing AI compliance check to ensure systems comply with regional and international regulations (such as GDPR, Hong Kong Personal Data (Privacy) Ordinance, etc. Support...

What you'll do In the Compliance role, you will be entrusted with safeguarding the integrity of the Private Wealth Management operations by providing expert regulatory advice and maintaining rigorous oversight of compliance activities. Your day‑to‑day responsibilities will involve close collaboration with senior leaders, proactive identification of...

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...