(Senior) Manager, Business Compliance

(Senior) Manager, Business Compliance (AML / Compliance, Private Banking) Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong) (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) 1 week ago Be among the first 25 applicants Join to apply for the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) role at Bank of China (Hong Kong) Direct message the job poster from Bank of China (Hong Kong) Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks. Review KYC profiles, account opening / review documents. Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review. Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business. Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable. Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense. Assist to conduct training to promote compliance culture. Assist to investigate suspicious transaction. Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements. Provide staff training where required. Assist on other ad hoc tasks as assigned. ResponsibilitiesAct as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks. Review KYC profiles, account opening / review documents. Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review. Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business. Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable. Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense. Assist to conduct training to promote compliance culture. Assist to investigate suspicious transaction. Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements. Provide staff training where required. Assist on other ad hoc tasks as assigned. RequirementsDegree or above. 5 years working experience in banking and finance, of which 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage. Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks. Proficient in written, spoken English AND Chinese. Familiar with HKMA/SFC regulatory requirements. We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.Seniority level Seniority level Not Applicable Employment type Employment type Full-time Job function Job function Business Development Industries Banking, Capital Markets, and Financial Services Referrals increase your chances of interviewing at Bank of China (Hong Kong) by 2x Get notified about new Senior Compliance Manager jobs in Hong Kong SAR . 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