APAC Compliance Leader, SVP — Regulatory Strategy

A leading financial marketplace company in Hong Kong is looking for an SVP, Client Relationship and Business Development. The successful candidate will develop sales strategies, manage key market relationships, and lead a team. They should have at least 10 years of sales experience, with a preference for equity capital markets experience in Asia. This...

Regional Finance SVP, Global Private Equity Our Client The most prominent Global top 10 PE & credit markets capital group with over USD 220 Bill AUMS and established operations across Europe, US and Asia is in search Regional Finance SVP in HK regional office. Job Duties Expansion headcount and assume the key regional corporate finance function Report to...

Your new company Hiring SVP, Risk for a leading fintech platform with SFC license. Drive risk governance and strategic initiatives. Your new role As SVP, Risk, you will lead the enterprise risk management strategy, oversee market, credit, and operational risk frameworks, and ensure compliance with regulatory requirements. You will work closely with senior...

A leading digital assets firm in Hong Kong is seeking a skilled Compliance team member to ensure compliance with global laws and regulations. Responsibilities include interpreting compliance policies, advising on virtual asset regulations, and providing compliance training. The ideal candidate has a Bachelor's degree, at least 7-10 years of relevant...

A leading compliance consultancy in Hong Kong is seeking Compliance Specialists to provide regulatory compliance advisory to APAC businesses. The role involves identifying regulation updates and establishing compliance programs. Ideal candidates will have 3 to 12 years of experience in regulatory compliance and a solid understanding of SFC regulations....

A leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...

Join to apply for the Director Trade Compliance, APJ role at Tech Data APAC . Are you a seasoned leader with a passion for regulatory compliance? Do you thrive in dynamic environments where you can make a tangible impact? TD SYNNEX is seeking a highly skilled Head of Regulatory Compliance for the APJ region to join our global team of compliance experts. This...

Senior Auditor (SVP), Regional Private Bank Team Head of Auditor (SVP) for North Asia Branch Oversight Audit, Risk & Regulatory Compliance Our Client World’s top 5 strongest bank & financial services group in ASEAN is in search for the Private Banking Auditor to head up the North Asia Regional Private Banking Branch. Job Duties Perform assessments of...

An international hedge fund is seeking a Compliance Officer to join the APAC team in Hong Kong. The successful candidate will implement compliance programs, maintain supervisory policies, and conduct risk assessments. A commitment to high ethical standards and strong communication skills are essential. The position is permanent with a mid-management...

Head of Compliance, APAC - Senior Vice President Hong Kong, China About the Role iCapital is seeking a Senior Vice President to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investment vehicles. The successful hire will lead the APAC Compliance...