Head of Compliance, APAC

3 days ago

Hong Kong Island, Hong Kong SAR China iCapital Full time

Head of Compliance, APAC - Senior Vice President Hong Kong, China About the Role iCapital is seeking a Senior Vice President to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investment vehicles. The successful hire will lead the APAC Compliance Team to play a key role in supporting iCapital’s APAC business by handling and supervising compliance matters for iCapital’s business in APAC. iCapital operates through a number of different international entities, many of which are licensed to conduct regulated activities. Currently in APAC, we have offices in Hong Kong, Singapore, Japan, and Australia. The successful candidate will partner with the business teams to ensure that our APAC offices are operating within the letter and the spirit of the regulations. Responsibilities As a member of the APAC regional management committee, work closely with and provide advice to the senior management team. You will need to develop and maintain a strong working relationship with senior management to work together on the firm’s growth strategy in APAC, anticipating business needs and proactively engaging in business decisions to ensure we operate within the letter and spirit of the law. Work closely with colleagues, regulators, external partners and stakeholders to anticipate regulatory compliance risks to the firm and its clients and mitigate them. Act as “APAC Compliance Knowledge Center” within the firm and a trusted advisor to Senior Management, providing guidance and training on regulatory and compliance topics as needed. Take the lead in the development of a compliance strategy and guidelines to support iCapital’s growth across APAC in a sustainable and compliant way, with local Compliance Officers in each licensed office reporting to you. Act in Hong Kong as the SFC manager-in-charge of Compliance and the Anti-Money Laundering and Counter‑Terrorist Financing. Oversee the development, implementation and review of appropriate policies and procedures as well as internal controls, and test and monitor them in the context of the business model to ensure that iCapital meets its regulatory obligations in APAC. Act as the main point of contact with regulatory bodies, as appropriate, to represent iCapital, and engage with relevant stakeholders to manage inspections and audits. Oversee and be hands‑on in delivering a training programme on Compliance across APAC. Manage company secretarial matters relating to the Hong Kong legal entity, schedule board meetings, and maintain records. Qualifications A minimum of 7+ years of experience gained from private practice and/or in‑house role in the asset‑management/private‑markets industry. In‑depth knowledge, or experience of dealing with, cross‑border rules and regulations in the APAC region. Ability to identify issues to effectively instruct external counsel or to elevate internally where appropriate. Strong organizational skills and ability to be proactive and anticipate business needs. Possess a good knowledge of regulatory compliance and internal controls for an asset‑management business. Prior team‑leading experience is highly desired. Adaptable, commercially minded and entrepreneurial, able to work within the fast‑paced, growing and constantly evolving structure of a high‑growth firm. Strong interpersonal and communication skills. Proficiency in English and ideally in Chinese. We do not discriminate on the basis of any protected group status under any applicable law. #J-18808-Ljbffr

  • Finance Transformation Specialist

    1 day ago

    Hong Kong Island, Hong Kong SAR China HYROX APAC Full time

    Finance Transformation Specialist (APAC) Business Partnering | Program Implementation | Operation Excellence | Stakeholder Engagement This is a full-time on-site role for a Finance Transformation Specialist (APAC) located in Hong Kong SAR. The role offers exposure across 10+ regions and involves driving innovation, enhancing financial discipline, and...

  • Global Ocean Product Head

    2 weeks ago

    hong kong, Hong Kong SAR China PERSOL APAC Full time

    Direct message the job poster from PERSOL APAC Executive Recruitment | Logistics & Supply Chain | APAC Procurement and Pricing Responsible for the global contract and pricing with Ocean carriers in alignment with global procurement Support stations in ensuring carrier compliance with agreed contracts and rates. Assist in developing pricing scheme based on...

  • Head of Quant

    3 days ago

    Hong Kong Island, Hong Kong SAR China Société Générale Assurances Full time

    Head of Quant & Algo Product - APAC Corporate & Investment banking Permanent contract Hong Kong, Hong Kong Reference 25000H5M Start date 2025 / 09 / 12 Publication date 2025 / 08 / 12 Responsibilities Bernstein is seeking an experienced professional to drive the development, operations, and lifecycle management of our APAC equities algorithmic trading suite....

  • Head of Talent Acquisition, APAC

    1 day ago

    Hong Kong Island, Hong Kong SAR China Maximum ManagementFrazer Jones USA Full time

    Are you a strategic talent acquisition leader with a passion for building world-class teams? We are partnering with a leading global organization in the digital assets and technology space to appoint a Head of Talent Acquisition, APAC . About the Role As the Head of Talent Acquisition, APAC, you will drive the regional hiring strategy, lead a high-performing...

  • Head of HR

    1 day ago

    Hong Kong Island, Hong Kong SAR China King Deux Search & Consulting Full time

    Head of HR (APAC, Regional) | FinTech, Crypto, FS Job Openings Head of HR (APAC, Regional) | FinTech, Crypto, FS About the job Head of HR (APAC, Regional) | FinTech, Crypto, FS King Deux Search & Consulting is a specialized executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding...

  • Director Trade Compliance, APJ

    1 week ago

    hong kong, Hong Kong SAR China Tech Data APAC Full time

    Join to apply for the Director Trade Compliance, APJ role at Tech Data APAC . Are you a seasoned leader with a passion for regulatory compliance? Do you thrive in dynamic environments where you can make a tangible impact? TD SYNNEX is seeking a highly skilled Head of Regulatory Compliance for the APJ region to join our global team of compliance experts. This...

  • Global Head of Compliance

    2 weeks ago

    hong kong, Hong Kong SAR China PERSOL APAC Full time

    A leading global payments platform in Hong Kong is seeking an accomplished Group Chief Compliance Officer to lead its compliance strategy. The position requires over 10 years of experience in compliance within the FinTech sector, alongside strong leadership capabilities in managing cross-border teams. This role is critical for shaping the compliance...

  • Head of Credit Card Marketing

    3 days ago

    hong kong, Hong Kong SAR China First Vice President, Head of Credit Card Full time

    A financial institution in Hong Kong seeks a First Vice President, Head of Credit Card to formulate and execute marketing strategies for payment card products. This leadership role requires a minimum of 7 years of relevant experience in the credit card or personal loan industry, with a strong focus on achieving KPIs and compliance with regulatory standards....

  • Vice President, APAC Marketing Compliance

    3 days ago

    hong kong, Hong Kong SAR China Ares Management Corporation Full time

    Description The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs.Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all...

  • Head of Stock Trading and Digital Assets

    3 days ago

    Hong Kong Island, Hong Kong SAR China Head of Stock Trading and Digital Assets Full time

    Head of Stock Trading and Digital Assets Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile e Xperience; Money e Xperience; Money X (multiplier), e Xponential growth, e Xploration… it’s all up for us to define together. Why Mox...