Senior Insurance RO — Licensing, Compliance

Compliance Officer - Insurance Brokerage ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

Responsible Officer (RO) - Insurance Brokerage License Application and Renewal: Handle the end-to-end process of license applications and renewals with the Insurance Authority (IA). Daily Operations Management: Manage the daily backend operations of the insurance brokerage, ensuring compliance with regulations and company policies. Professional Guidance:...

Insurance Brokerage Compliance Manager (40k - 65k) Location: Hong Kong (TST, 5–10 mins walk from MTR) Type: Permanent, Full-time About the Company A well-established, Greater China-backed financial group with full Hong Kong licenses in insurance brokerage, asset management, and family trust services. Fast-growing, stable platform with strong group...

A financial services firm in Hong Kong seeks a Responsible Officer to oversee Type 9 regulated activities. The ideal candidate will have at least 5 years of experience in asset management and possess a current SFC Type 9 unconditional RO license. Key responsibilities include ensuring compliance with SFC regulations, providing strategic guidance, and...

Hold General Insurance Intermediary Licensing Qualification. General Insurance Industry experience is preferred. Good Interpersonal Skill. Please send full resume through APPLY NOW for interview arrangement (NO AGENCY) Personal data collected will be used for recruitment purpose only. To help fast track investigation, please include here any other relevant...

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

A leading consultancy firm in Hong Kong is seeking a Senior Compliance Officer to support compliance operations. This role involves managing license handling, conducting application reviews, and ensuring adherence to regulatory standards. The ideal candidate will possess a Bachelor’s degree, with at least 5 years in compliance or regulatory affairs, and be...

Senior / Compliance Officer (Insurance Broker) Degree holder in Business Administration, Law, Finance or possess related professional qualification; At least 2-3 years of relevant experience in the Compliance function of a Financial Institution with exposure in regulatory matters; Compliance experience in an insurance broker or bank is highly recommended;...

A leading financial services firm in Hong Kong is seeking a Responsible Officer to ensure compliance with SFC regulations and provide guidance on effective compliance policies. The ideal candidate will hold current SFC Type 2 RO status and possess at least 5 years of relevant experience in the financial sector. Fluency in English and Cantonese or Mandarin is...

Responsible Officer (RO) Type 1, Type 4 and Type 9 Act as the responsible officer for the company's Type 1, Type 4 and Type 9 regulated activities, and perform management and supervisory duties; Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines; Monitor trading...