Regulatory Compliance Lead – Banking

A leading banking corporation in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory standards and advise on internal controls. The ideal candidate will hold a Bachelor's degree in Accounting or Laws and possess a minimum of 5 years of experience in the banking industry. Responsibilities include reviewing policies, advising on product...

A leading European Private Bank in Hong Kong is seeking a Regulatory Compliance Manager to oversee regulatory compliance and risk assessments. The role involves reporting to the Regulatory Head of Compliance and managing multiple compliance functions, including KYC/AML practices and regulatory investigations. The ideal candidate will possess a degree in a...

A leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...

A global private bank is seeking a skilled Regulatory Compliance Senior Manager with at least 8 years of experience in compliance within the financial sector. The ideal candidate must have a strong understanding of regulatory frameworks in Hong Kong and a proven ability to guide senior management on compliance issues. This position offers a supportive work...

Regulatory Compliance Specialist - PAO Bank Limited Personal information collected is strictly for recruitment purpose only. Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps...

IT Governance Officer (Banking, Regulatory Compliance) Client Description Company Description: A leading financial services group headquartered in Hong Kong.Provides retail and corporate banking, wealth management, and investment services.Operates an extensive branch network across Hong Kong, Mainland China, and international markets.Location: Kwun...

A financial institution in Hong Kong seeks a Regulatory Compliance Specialist to provide compliance advice and manage regulatory matters. The role requires at least 5 years of relevant experience, a bachelor's degree, and solid knowledge of banking regulations. Proficiency in English and Chinese is necessary. The successful candidate will play a key role in...

Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...

Business & Regulatory Compliance Manager, Regional Corporate Bank Regional Corporate Bank & HKMA regulated Biz, General & Regulatory Compliance Advisory Small Team & Work-life Balance Our Client Immediate opening for experienced compliance manager to provide comprehensive regulatory advisory for corporate & global markets businesses. Job Duties Manager in...

A leading financial institution in Hong Kong is seeking an experienced regulatory reporting manager. The candidate should have at least 10 years of experience in financial accounting within the banking sector, with a preference for those who have managed teams. Responsibilities include performing quality assurance checks, ensuring compliance with...