Trade Surveillance Specialist – Global Investment Manager

Work-life Balance Competitive Remuneration About Our Client We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia-Pacific region. The successful candidate will...

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

A leading global investment manager is seeking a key member for their Global Trade Surveillance team in Hong Kong. The role involves establishing a comprehensive trade surveillance control framework across all asset classes in the APAC region. The ideal candidate will have over 4 years of direct trade surveillance experience, preferably in APAC equities,...

A global financial services firm in Hong Kong seeks a Surveillance Analyst to monitor trading activities and ensure compliance with regulations. This role requires over 5 years of relevant experience in compliance or surveillance, as well as knowledge of APAC regulations. The successful candidate will collaborate with various teams across the firm to analyze...

Senior Consultant of Financial Services Legal & Compliance Recruitment A leading European investment bank with a strong presence in Asia is seeking a Surveillance Manager to strengthen its Market Surveillance team in Hong Kong. Base pay range: HK$840,000 - HK$960,000 per year. JOB RESPONSIBILITIES Conduct trade and post-trade surveillance to detect market...

A global quantitative investment manager in Hong Kong seeks a Compliance Officer for Market Surveillance. The role involves monitoring trading activities to detect potential market abuse while collaborating with various teams to enhance oversight. Candidates should have extensive experience in trade surveillance, familiarity with trade surveillance tools,...

The Company Our client is a leading global fintech and payments organization focused on business banking solutions. With a strong presence in Asia and a reputation for innovation, they deliver state-of-the-art financial technology to SMEs and larger corporations, ensuring both scalability and regulatory compliance. The Team You will be part of the Financial...

Key Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...

Overview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...

We are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance team. This is a high-visible and critical role in a best-in-class global team, with the opportunity to establish and influence the control framework across the region. Being part of global surveillance team, you will be responsible for APAC...