Trade Surveillance Specialist
2 weeks ago
The Company Our client is a leading global fintech and payments organization focused on business banking solutions. With a strong presence in Asia and a reputation for innovation, they deliver state-of-the-art financial technology to SMEs and larger corporations, ensuring both scalability and regulatory compliance. The Team You will be part of the Financial Crime Compliance (FCC) team, specifically focused on Trade Surveillance and Transaction Monitoring. This team works at the intersection of business banking, risk, and compliance, using sophisticated analytics to detect and mitigate suspicious behavior. You will collaborate closely with compliance officers, data teams, and business stakeholders across the region. The Role In this role, you will perform transaction monitoring and trade surveillance, reviewing alerts, investigating potentially suspicious transactions, and escalating cases where necessary. Your Chinese language skills (Mandarin, Cantonese, or both) will enable you to analyze Chinese-language documentation and communications. You will also help enhance the monitoring rules, provide feedback on alerts, and contribute to tuning detection models. The Requirements Fluency in Chinese (Mandarin and/or Cantonese) and English (written and spoken)Experience in transaction monitoring, trade surveillance, or financial crime compliance in a banking or fintech environmentStrong analytical mindset with ability to interpret data, identify patterns, and investigate anomaliesUnderstanding of AML (Anti-Money Laundering) frameworks, KYC, and regulatory obligationsExperience working with AML / transaction monitoring tools or systemsGood judgement and decision-making skills, with ability to escalate and document cases appropriatelyExcellent communication skills to liaise with business stakeholders, compliance teams, and regional officesHigh integrity, discretion, and an ethical approach to sensitive investigationsAbility to work in a fast-paced, dynamic environment with changing regulatory priorities Nice to Have: Prior experience in business banking, trade finance or payments businessExposure to data analytics tools (e.g. SQL, Excel, Python)Knowledge of regional regulatory regimes in Asia (e.g. MAS, China regulations)Familiarity with case management systems, alert engines, and rule tuning The Contacts Please send your CV or enquiries to: thomas.hardy@unity-partners.com
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Trade Surveillance
3 days ago
Hong Kong Island, Hong Kong SAR China Infini Capital Management Limited Full timeA financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...
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Trade Surveillance Monitoring Specialist
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hong kong, Hong Kong SAR China Infini Capital Full timeOverview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...
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Trade Surveillance Monitoring Specialist
3 days ago
Hong Kong Island, Hong Kong SAR China Infini Capital Management Limited Full timeKey Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...
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Hong Kong Island, Hong Kong SAR China Ashford Benjamin Ltd. Full timeWe are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance team. This is a high-visible and critical role in a best-in‑class global team, with the opportunity to establish and influence the control framework across the region. The Role: Establish a comprehensive trade surveillance control...
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Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeA leading investment bank in Hong Kong is seeking an Associate for Surveillance and Trading Compliance. The role involves issuing regulatory updates, reviewing trade surveillance, and providing compliance guidance. The ideal candidate will possess a degree in Law, Accounting, or Finance, along with 3-4 years of experience in the securities compliance field....
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