Trade Surveillance Manager, Foreign Bank

2 weeks ago

Hong Kong, Hong Kong SAR China Hays Full time

Your new company Our client is a leading international bank with a strong presence in Asia, committed to integrity, innovation, and client-centric solutions. We are currently seeking a detail-oriented and proactive Trade Surveillance Manager to join the Compliance Trade Surveillance team and help safeguard market integrity through vigilant monitoring and analysis. Your new role Conduct daily trade surveillance across multiple asset classes to detect potential market abuse, insider trading, or other irregularities. Investigate alerts generated by surveillance systems and escalate findings as appropriate. Assist in enhancing surveillance models and tuning parameters to improve detection accuracy. Collaborate with internal stakeholders including Front Office, Legal, and Risk to ensure timely resolution of issues. Support regulatory enquiries and audits by preparing relevant documentation and analysis. Stay abreast of regulatory developments and industry best practices in trade surveillance and compliance. Contribute to ad hoc compliance projects and initiatives as assigned. What you'll need to succeed Bachelor's degree in Finance, Law, Business, or a related discipline. Require 7-8+ years of experience in trade surveillance/compliance within banking, financial services, or Fintech. Familiarity with surveillance tools (SMARTS system) is a must. Strong analytical skills with attention to detail and a proactive mindset. Excellent communication skills in English. Ability to work independently and under pressure in a fast-paced environment. What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk) If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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