Senior Officer, General Compliance

Senior Compliance Officer, General Compliance Monitor regulatory changes and update the policies and procedures Handle regulatory reporting and inquiries with the relevant Exchanges and Regulators Handle research report clearance Handles licensing matters, notification, annual return, survey and other ad‑hoc reports as required by the regulators Handle...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A compliance consulting firm in Hong Kong is seeking an experienced accountant to handle the full set of accounts for clients. The role involves preparing financial reports and liaising with auditors to ensure compliance. Ideal candidates will have a university degree in Accounting, at least three years of relevant experience, and proficiency in MS Office...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

A compliance consultancy in Hong Kong is seeking a dynamic Administrative Assistant to support their Compliance Team. Responsibilities include managing communications, scheduling meetings, maintaining filing systems, and providing office support. The ideal candidate should have a Higher Diploma, be fluent in Cantonese, and proficient in Microsoft Office....

Manager / Senior Officer, General Banking Operations Manage operation processes and procedures for retail business covering banking products and services. Ensure business processes are robust and efficient through continuous review and improvement to address any risk & fraud that might arise. Ensure compliance requirements are strictly observed and followed....

Compliance Officer / Senior Compliance Officer Perform day-to-day compliance monitoring to ensure full compliance with SFC, HKEX, and other regulatory requirements. Review and update internal compliance policies, manuals, and procedures. Conduct transaction monitoring, KYC/AML reviews, conflict of interest checks, and personal account dealing monitoring....

Senior Compliance Officer (Legal & Compliance) Assist to review and approve marketing materials and provide necessary recommendations. Assist to establish compliance monitoring program on the Company’s various activities, products and workflows to ensure the compliance with internal policies, applicable laws and regulations. Prepare and review policies and...

Manager/Assistant Manager, Legal and General Compliance Join the Manager/Assistant Manager, Legal and General Compliance role at Shanghai Pudong Development Bank (SPD Bank). SPD Bank is a listed joint‑stock commercial bank headquartered in Shanghai with strong reputation and global standing. SPD Bank Hong Kong Branch, the first overseas branch of SPD Bank,...

Why Join Compliance First Consulting Limited? Compliance First is more than just a compliance consultancy — we’re problem-solvers. Since 2011, we have supported financial institutions in Hong Kong with tailored compliance and risk management solutions. As a Licensed Trust or Company Service Provider (TCSP License No: TC ) , we value integrity and...