Regulatory Compliance Supervisor

Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper...

A major banking institution in Hong Kong is looking for a professional with extensive knowledge in regulatory compliance. The role involves advising on regulatory matters, managing submissions, and ensuring compliance with banking regulations. Candidates should possess a Bachelor’s degree and at least 5 years of experience in the field. Fluency in both...

Assistant Risk & Compliance Manager (Regulatory) - BEA (Trustees) Limited Bank of East Asia (Trustees) Limited ("BEAT") is a member of BEA Group. BEAT has been providing trustee services to large retirement schemes for over 40 years and it acts as trustee/custodian/administrator to Hong Kong authorised unit trusts. BEAT is well positioned to offer...

A leading insurance company in Hong Kong is seeking a Compliance Officer with over 7 years of experience in the financial or insurance industry. The successful candidate will investigate compliance cases, develop training programs, and provide advisory support on regulatory matters. Expect a dynamic work environment where you can influence compliance...

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

A leading insurance firm in Hong Kong is seeking an Associate Director/Senior Manager for Compliance with a focus on regulatory engagement and financial crime compliance. The ideal candidate will possess a Bachelor's degree, extensive experience in compliance, and familiarity with Hong Kong regulations. This position offers competitive benefits including a...

A financial institution in Hong Kong seeks an Assistant Risk & Compliance Manager to ensure regulatory compliance across pension business operations. The successful candidate will oversee compliance reviews, coordinate with departments, and assist in audits. Essential qualifications include a relevant degree, a minimum of 3 years in the finance sector, and...

Assistant Manager (Legal & Regulatory Compliance) Hong Kong Interbank Clearing Limited (hereinafter referred to as “the Company”) is a private organization jointly owned by the Hong Kong Monetary Authority (HKMA) and The Hong Kong Association of Banks. The Company’s key objective is to develop and operate a safe and efficient multi-currency and...

A leading financial services provider located in Hong Kong seeks a compliance professional to support the implementation of compliance frameworks and assist in regulatory reporting. Candidates should possess a degree in Law, Accounting, or Business and have at least 4–6 years of experience in compliance or AML roles. Strong analytical and communication...

A financial services firm in Hong Kong is seeking an Assistant Manager/Manager for its Compliance Department to ensure adherence to compliance regulations and support daily operations. Responsibilities include monitoring compliance risks, developing procedures, and liaising with regulatory bodies. The ideal applicant has a degree in Finance or related...