VP, Cross-Market Surveillance

A major financial institution in Asia is seeking a Vice President for Market Surveillance and Monitoring. The role involves overseeing market integrity through real-time trade monitoring and investigations of market misconduct. Candidates should have a Master’s degree in a quantitative field and at least 10 years of relevant experience, with expertise in...

Regulatory Reporting and Surveillance -AVP/ VP Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert Maintain and enhance control...

A prominent financial institution is seeking a Senior Vice President of Monitoring in Hong Kong to oversee market surveillance and ensure compliance with regulations. The ideal candidate should have extensive experience in securities law enforcement, strong leadership skills, and the ability to engage with regulatory bodies. Responsibilities include leading...

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Key Accountabilities Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of defense; Responsible for issuing relevant regulatory updates to business departments and tracking interpretations; Responsible...

Job Summary The Market Surveillance & Monitoring Department maintains the integrity of cash and derivatives markets through real-time trade monitoring and rule compliance enforcement. It coordinates with Hong Kong and Mainland regulators on investigations of cross-boundary market misconduct under China Stock Connect. Job Responsibilities Lead system...

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...

Our client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to...

Compliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment...