Regulatory Reporting and Surveillance

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...

We are looking for a Surveillance Analyst to join our Hong Kong team. This role is an opportunity to gain exposure to various aspects of global trading and international regulations. The regulatory landscape of our industry is complex and always evolving. You will closely monitor Jane Street’s activity to detect any potentially manipulative or problematic...

A financial advisory firm in Hong Kong seeks a Regulatory Reporting and Surveillance expert at the AVP/VP level. This role requires strong experience in APAC regulatory reporting, leading automation efforts, and collaborating with IT to enhance reporting controls. Ideal candidates will possess excellent communication skills and a detailed understanding of...

A leading financial institution in Hong Kong is seeking a Regulatory Reporting and Surveillance professional at the AVP/VP level. The role involves leading and executing timely regulatory reporting across APAC, enhancing control frameworks, and collaborating with IT on reporting architecture. The ideal candidate is a subject-matter expert in regulatory...

Overview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...

Key Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

Our client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...

A global financial services firm in Hong Kong seeks a Surveillance Analyst to monitor trading activities and ensure compliance with regulations. This role requires over 5 years of relevant experience in compliance or surveillance, as well as knowledge of APAC regulations. The successful candidate will collaborate with various teams across the firm to analyze...