Surveillance Analyst
4 days ago
We are looking for a Surveillance Analyst to join our Hong Kong team. This role is an opportunity to gain exposure to various aspects of global trading and international regulations. The regulatory landscape of our industry is complex and always evolving. You will closely monitor Jane Street’s activity to detect any potentially manipulative or problematic behaviours, and ensure we remain in compliance by investigating any potential issues and documenting findings as appropriate. As our business continues to grow, you’ll work closely with our broader Legal and Compliance team (along with Trading, Operations and others) to ensure we maintain a deep commitment to regulatory protocol and continue to meet our high standards across the firm. Responsibilities of the role will include: Contributing to the design and continuous development of our trade surveillance systems, as well as our broader compliance framework Monitoring and reviewing surveillance reports and alerts, working closely with Trading and Technology teams to escalate and follow up as needed Conducting data analysis to identify and evaluate trends and potential regulatory risks Helping with the maintenance, ongoing testing and improvement of our surveillance alert parameters Working closely with various teams across the firm (i.e. Trading, Tech/Engineering, Operations) to implement these improvements to our surveillance systems Contributing to and maintaining Jane Street’s policies and procedures in relation to compliance and surveillance Developing improvements to the efficiency of the Surveillance and general Compliance team’s processes About You Have 5+ years of experience in a relevant compliance and/or surveillance function within financial services (sellside/buyside/exchange) Knowledgeable in APAC electronic trading regulations and securities laws Proactive, curious, organised and detail-oriented Have exceptional interpersonal skills; able to communicate clearly and explain your conclusions clearly to colleagues across the firm Strong analytical skills Able to manage competing priorities in a challenging and fast-paced environment Fluency in English required; proficiency in Asian languages would be a plus Having some coding skills would be a plus (e.g. SQL, Bash, Python) If you're a recruiting agency and want to partner with us, please reach out to #J-18808-Ljbffr
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Global Trade Surveillance Analyst
4 days ago
Hong Kong Island, Hong Kong SAR China Jane Street Full timeA global financial services firm in Hong Kong seeks a Surveillance Analyst to monitor trading activities and ensure compliance with regulations. This role requires over 5 years of relevant experience in compliance or surveillance, as well as knowledge of APAC regulations. The successful candidate will collaborate with various teams across the firm to analyze...
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Compliance Officer, Market Surveillance
1 week ago
Hong Kong Island, Hong Kong SAR China Qube Research & Technologies Full timeCompliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s...
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Senior Manager
2 days ago
Hong Kong Island, Hong Kong SAR China Michael Page International (HK) Ltd Full timeSenior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...
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Market Surveillance, Assistant Manager
1 week ago
hong kong, Hong Kong SAR China ABN AMRO Clearing Bank Full timeABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...
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Hong Kong Island, Hong Kong SAR China Qube Research & Technologies Full timeA global quantitative investment manager in Hong Kong seeks a Compliance Officer for Market Surveillance. The role involves monitoring trading activities to detect potential market abuse while collaborating with various teams to enhance oversight. Candidates should have extensive experience in trade surveillance, familiarity with trade surveillance tools,...
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Trade Surveillance Assistant Manager
2 days ago
hong kong, Hong Kong SAR China Michael Page International (Hong Kong) Limited Full timeWork-life Balance Competitive Remuneration About Our Client We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia-Pacific region. The successful candidate will...
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Compliance Analyst
2 days ago
Hong Kong Island, Hong Kong SAR China Aptitude Asia Limited Full timeWe are recruiting a Compliance Analyst for a top-tier hedge fund. Key responsibilities of the role include wall crossing management, short sale ban & restricted list oversight, surveillance & monitoring, and data management & technology integration. Key Responsibilities: Manage wall-crossing events, including material non-public information (MNPI) and...
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AVP/Manager, Risk Data Analyst
2 weeks ago
hong kong, Hong Kong SAR China OCBC Full timeJob Overview Get AI-powered advice on this job and more exclusive features. The Risk Analyst plays a crucial role in managing, testing, and detecting material risks and control lapses in the daily operations of CFS. Reporting to the Head, the analyst will have opportunities to rotate, lead, and take ownership in one of the following areas within their...
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Senior Compliance Officer
6 days ago
hong kong, Hong Kong SAR China OSL Full timeOverview AML Compliance Officer (Transaction Monitoring) - Digital Assets OSL is Hong Kong's first SFC-licensed digital asset platform. We are seeking a AML Compliance Officer (Transaction Monitoring) - Digital Assets to strengthen our first line of defense against financial crime. You will play a critical role in monitoring transaction activity,...
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Compliance Analyst: Wall Crossing
2 days ago
Hong Kong Island, Hong Kong SAR China Aptitude Asia Limited Full timeA leading hedge fund in Hong Kong is looking for a Compliance Analyst to oversee wall crossing management, enforce short sale restrictions, and monitor regulatory compliance. The role requires a Bachelor's degree and over three years of relevant experience, with skills in SQL, Excel, and user acceptance testing. Strong collaboration with legal and front...