Senior VP, Market Surveillance

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Join to apply for the VP, Head of Surveillance and Trading Compliance, Legal and Compliance role at BOCI 1 day ago Be among the first 25 applicants Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of...

A leading financial institution in Hong Kong is seeking a Vice President for Market Surveillance and Monitoring. The role involves overseeing surveillance operations, leading investigations, and enhancing analytics capabilities. Candidates should have a Master's degree in a quantitative field and 10+ years of experience in finance, with strong knowledge of...

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...

Senior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...

A major financial institution in Asia is seeking a Vice President for Market Surveillance and Monitoring. The role involves overseeing market integrity through real-time trade monitoring and investigations of market misconduct. Candidates should have a Master’s degree in a quantitative field and at least 10 years of relevant experience, with expertise in...

Regulatory Reporting and Surveillance -AVP/ VP Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert Maintain and enhance control...

A leading financial services firm in Hong Kong is seeking a Senior Manager - Market Surveillance. The role involves overseeing market surveillance activities across the Asia-Pacific region, managing alerts for potential market abuse, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in market surveillance, strong...

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Key Accountabilities Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of defense; Responsible for issuing relevant regulatory updates to business departments and tracking interpretations; Responsible...

A leading global investment manager in Hong Kong is seeking a Market Surveillance professional to monitor trading activities and ensure compliance with regulations. The ideal candidate should have over 7 years of experience in trade surveillance, strong analytical skills, and proficiency in Python and SQL. This full-time role requires collaboration with...