Regulatory Governance Manager, Private Wealth Compliance

Manager, Business Regulatory Governance (Private Wealth Management) Develop, Implement and Review the working instructions, key control flows, processes for PWM Business. Provide real-time compliance advisory to PWM Front Office business operations on trading, investment and client interactions. Perform surveillance and monitoring for trades and...

About Ark Wealth Management & Noah Holdings We specialize in offering bespoke financial solutions and wealth management services to high-net-worth individuals and families across the globe. As part of Noah Holdings, a leading wealth and asset management platform, we bring unparalleled expertise and resources to meet the complex needs of our clients. With a...

Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...

Regulatory Compliance Manager, Top Ranking European Private Bank Top Ranking European Based Private Bank Regulatory Compliance & Risk Assessment Our Client Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance...

A leading financial services company in Hong Kong is seeking an experienced Business Advisory Compliance professional. This role focuses on fintech and retail/private wealth management, ensuring compliance with regulatory requirements, and liaising with regulators. Candidates should have a University degree, minimum 8 years of relevant experience, and be...

With over 40 years of industry experience, Howden Private Wealth is the preferred wealth planning partner to the world’s most respected private banks, family offices, law and tax advisory firms. As an independent insurance broker, we specialise in procuring insurance products for UHNW individuals globally. We have representatives across Hong Kong,...

IT Governance Officer (Banking, Regulatory Compliance) Client Description Company Description: A leading financial services group headquartered in Hong Kong.Provides retail and corporate banking, wealth management, and investment services.Operates an extensive branch network across Hong Kong, Mainland China, and international markets.Location: Kwun...

Direct message the job poster from ARK Wealth Management-NOAH Responsibilities Acquire full range of product knowledge and continuous updates Keep learning of global investment market, especially private banking sector Analyze high-net-worth client’s financial needs, explore and maintain good relationships with them Handle client’s relationship from...

A leading European Private Bank in Hong Kong is seeking a Regulatory Compliance Manager to oversee regulatory compliance and risk assessments. The role involves reporting to the Regulatory Head of Compliance and managing multiple compliance functions, including KYC/AML practices and regulatory investigations. The ideal candidate will possess a degree in a...

Investment Compliance Manager (Private Banking) Regional Private BankGreat Working CultureGreat Remuneration Package Company overview. This Regional PrivateBankis looking for a seasoned compliance talent to join their team focusing on investment compliance (including but not limited to product due diligence, selling process and the like).You will be joining...