Transaction Monitoring Compliance Snr Asso/Mgr, Private Bank

A leading private bank in Hong Kong is seeking a Transaction Monitoring Compliance Senior Associate/Manager. The ideal candidate will have over 4 years of experience in compliance from international private banks, strong communication skills, and a good understanding of HKMA regulatory requirements. Responsibilities include monitoring transactions, enhancing...

Active Investment Advisory Counselor (Director / Snr), Private Bank Multi-Asset Classes of Investment Advisory Expansion headcount for UHN Greater China Clients Superb Job Security & Worklife Balance Our Client Appointed by family run private bank with decades of expertise managing the assets of families, companies & HNW. With strong net inflows USD 8.0...

Regulatory Compliance Manager, Top Ranking European Private Bank Top Ranking European Based Private Bank Regulatory Compliance & Risk Assessment Our Client Appointed by the most sustainable Global Private Bank with accomplished group profit of USD 218mill+ in 2022 to search for Regulatory Compliance Manager. Job Duties Report to Regulatory Head of Compliance...

Front office Business Support and Project Manager (Associate/ Snr), European Private Bank Great chance to participate in project management Stable environment with good work life balance Our Client Representing multiple European Private Banks to search for seasoned and trilingual candidates to join their front office Greater China and Hong Kong Markets as...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Responsibilities Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of...

FCC Compliance AVP, Regional Private Bank AML/KYC/SOW/Surveillance Exp. with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Our Client Multiple Expansion Permanent Headcounts for International Private Banks to search for experienced KYC/SOW/Transaction Monitoring Specialists to be part of the growing wealth management HKMA and MAS...

Job Summary Transactions Processing (Loans Operations): Check loan drawdown, rollovers, prepayment and other loan admin duties. Ensure loan drawdown is within approved credit limit and sufficient collateral. Approve all exceptional limits, pricing according to Credit Policy and DOA. Support the interest statement for client information. Transactions...

Senior Compliance Officer - AML & Transaction Monitoring OSL is Hong Kong's first SFC‑licensed digital asset platform. We are seeking two diligent Senior Compliance Officer - AML & Transaction Monitoring to strengthen our first line of defense against financial crime. You will play a critical role in monitoring transaction activity, investigating...

Our client is a leading Corporate Bank. They are currently looking for a Senior Officer/ Assistant Manager to join their AML Transaction Monitoring team. Responsibilities Conduct investigations into any suspicious transactions or internal/ external case escalation in Corporate Banking Report and advise internal units on further actions Handle AML-related...

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...