AM, AML

Job Title Compliance Manager – Securities/ AM Company Overview Forthright Financial Holdings Company Limited ("Forthright Financial") is a leading provider of investment and financial trading services for our customers. Established in August 2015, the group has rapidly expanded with subsidiaries such as Forthright Securities, Forthright Capital, and...

Multiple Assistant Relationship Managers (AM to AVP level) Supporting Senior Level of Private Bankers Multi-asset classes of products exposures Our Client Representing multiple International Private Banks in searching for seasoned and trilingual candidates to join their front office Greater China and Hong Kong Markets as ARM/Senior ARM. Job Duties Assisting...

Compliance Manager (Asset Management and Hedge Fund) Our client is a global investment management firm is seeking a Compliance Manager to join their growing team. As the Compliance Manager, you will be responsible for supporting the COO in compliance matters related to AML, general compliance, and investment compliance. Major Responsibilities Support the COO...

About the Company My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. About the Job Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations) Provide coaching and performance appraisal for subordinates...

About the Company My client is a leading corporate bank and they are looking for an Associate, Clearing and Deposits under operations department. About the Job Lead the Deposit Team to ensure efficient and professional processing of all deposit services (e.g., funding, confirmations, terminations) Provide coaching and performance appraisal for subordinates...

Senior Manager, Investor Services (Transfer Agency – Hedge Funds) I am partnering with a rapidly expanding fund services organization to recruit an experienced Senior Manager, Investor Services (Transfer Agency – Hedge Funds) for its Hong Kong office. The successful individual will oversee a dynamic team responsible for the end-to-end investor servicing...

Manager, Governance and Assurance, FCC – New headcount (MI and IRA focus) Responsibilities Facilitate oversight on FCC-related information by establishing key indicators and metrics. Collaborate with stakeholders to gather relevant data, identify compliance risks, and track the management actions completion. Prepare and coordinate regular AML/CFT...

Join to apply for the ASSOC, Specialist, Transaction Surveillance, Group Legal, Compliance & Secretariat role at DBS Bank 4 days ago Be among the first 25 applicants Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a...