Compliance Manager AM and Hedge Funds

2 days ago


Hong Kong Island, Hong Kong SAR China ioTech Solutions Full time

Compliance Manager (Asset Management and Hedge Fund) Our client is a global investment management firm is seeking a Compliance Manager to join their growing team. As the Compliance Manager, you will be responsible for supporting the COO in compliance matters related to AML, general compliance, and investment compliance. Major Responsibilities Support the COO in compliance matters related to AML, general compliance, and investment compliance. Liaise with lawyers, auditors, and team members in China, the US, and Hong Kong. Ensure the firm is in compliance with SFC regulations. Monitor and evaluate the effectiveness of the firm’s compliance program. Develop and implement policies and procedures to ensure compliance with regulatory requirements. Requirements University degree in law, accounting, or finance. At least 3 years of experience at asset management/SFC licensed corporations. Good knowledge of SFC regulations (Fund Manager Code of Conduct). Excellent communication skills in English and Mandarin. If you are a highly motivated individual with a passion for investment compliance, we encourage you to apply for this exciting opportunity. Please submit your resume for consideration. #J-18808-Ljbffr



  • Hong Kong Island, Hong Kong SAR China Ashford Benjamin Ltd. Full time

    Ashford Benjamin are partnering with global hedge funds who are expanding their compliance division in Hong Kong. As a compliance member, you will be responsible for Hong Kong regulatory and general compliance work, including but not limited to licensing, personal account dealing, gift and entertainment approval, etc. With exposure covering APAC business...

  • Compliance officer

    4 days ago


    Hong Kong Island, Hong Kong SAR China Rober Walters Hong Kong Full time

    Position Overview An international hedge fund is seeking a skilled and experienced Compliance professional to join the APAC team. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring regulatory compliance and fostering a culture of compliance across our organisation. You will work closely with the Head of Compliance and...


  • Hong Kong Island, Hong Kong SAR China Jobs via eFinancialCareers Full time

    A leading hedge fund in Hong Kong is seeking a highly experienced Compliance Director/VP to oversee regulatory and investment compliance. The role requires a solid understanding of the SFC regulatory framework and at least 8-12 years of experience in compliance within the hedge fund or asset management sector. Candidates should ideally have a Bachelor's...

  • Compliance officer

    4 days ago


    hong kong, Hong Kong SAR China Rober Walters Hong Kong Full time

    Position Overview An international hedge fund is seeking a skilled and experienced Compliance professional to join the APAC team. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring regulatory compliance and fostering a culture of compliance across our organisation. You will work closely with the Head of Compliance and...


  • hong kong, Hong Kong SAR China Michael Page International (Hong Kong) Limited Full time

    About Our Client My client is a fast-paced investment firm with global reach and strong hedge fund expertise, known for its high compliance standards and cross-border operations. The team values independence, precision, and a proactive approach to regulatory challenges. Job Description Maintain accurate records for corporate and compliance activities,...


  • Hong Kong Island, Hong Kong SAR China Larson Maddox Full time

    A leading investment management firm in Hong Kong is seeking a Legal and Compliance Manager to oversee the compliance framework for hedge fund operations. You will serve as the main contact for regulatory bodies, provide legal and compliance advice, and ensure all regulatory requirements are met. The ideal candidate should possess substantial experience in...


  • Hong Kong Island, Hong Kong SAR China Robert Walters (HK) Ltd Full time

    A global hedge fund is seeking a Compliance & Product Specialist to manage the launch of new products, coordinate due diligence processes, and handle legal agreements. The ideal candidate will have 5-10 years of experience in the asset management industry, preferably with a law degree. Proficiency in MS Office and strong English language skills are...


  • Hong Kong Island, Hong Kong SAR China Ashford Benjamin Ltd. Full time

    A leading compliance consulting firm in Hong Kong is seeking a compliance member to manage regulatory and general compliance tasks. The role involves licensing, dealing approvals, and support for APAC business matters. Ideal candidates will have over 4 years of experience in compliance within hedge funds, trading, or investment banking. This position offers...


  • Hong Kong Island, Hong Kong SAR China Robert Walters (HK) Ltd Full time

    Compliance & Product Specialist – Hedge Fund This is a fast growing global hedge fund. They are looking for a compliance/product specilaist to in preparing documents for launch of new funds/products, managing ODD with prospective investors/clients, and drafting/negotiating legal and operational agrreeements Responsibilities Representing the firm...


  • hong kong, Hong Kong SAR China FP Global Full time

    Senior Manager, Investor Services (Transfer Agency – Hedge Funds) I am partnering with a rapidly expanding fund services organization to recruit an experienced Senior Manager, Investor Services (Transfer Agency – Hedge Funds) for its Hong Kong office. The successful individual will oversee a dynamic team responsible for the end-to-end investor servicing...