Investment Customer Service Specialist | SFC-1 Licensed

A financial institution in Hong Kong is seeking a Responsible Officer to lead the application process for SFC Type 1 licenses. The ideal candidate must have a minimum of 5 years' experience in securities and asset management and be currently accredited by SFC. Responsibilities include preparing documentation for compliance, developing internal controls, and...

Customer Services Specialist - Investment Advisory My client a leading bank is seeking an experienced Customer Services Specialist to help provide investment advice to their everyday customers. The ideal candidate will hold a valid Hong Kong Securities & Investment Institute license, and will be responsible for providing financial guidance to clients over...

Customer Services Specialist - Investment Advisory Job Description: Customer Services Specialist - Investment Advisory My client a leading bank isseeking an experienced Customer Services Specialist to help provide investment advice to their everyday customers. The ideal candidate will hold a valid Hong Kong Securities &Investment Institute Ilicense, and will...

A leading consulting firm in Hong Kong is seeking a Head of Customer Services to supervise a small team of professionals and ensure compliance with regulatory guidelines. The ideal candidate will have a degree in Finance or Business Administration, possess an SFC License, and bring at least 5 years of solid customer service experience, preferably in the...

Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Financial Group. It was incorporated in Hong Kong in 2015. It relies on professional investment and research capabilities, excellent business capabilities, and comprehensive competition with abundant capital strength. Possessing the profession, we successively...

About the job Sales Director, Japan Real Estate (Property Development & Direct Deals), SFC 1, 4, 9 Licensed King Deux Search & Consulting is a specialised executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding the right opportunity for our candidates but also leaving a legacy...

A leading bank in Hong Kong is seeking an experienced Customer Services Specialist to provide investment advice to clients over the phone. Candidates must possess a valid Investment Advisor license (HKSI) and have experience in customer service, preferably in financial services. Responsibilities include helping clients with financial guidelines, assessing...

Responsible Officer for Licensed Corporation (Types 1, 4 and 9) VSFG Asset Management Limited Job Responsibilities Serve as the Responsible Officer for the Company’s Type 1, 4 & 9 regulated activities, with the management responsibilities and duties to supervise and/or operate the SFC’s granted regulated activities businesses ; Perform daily operation...

A licensed wealth management firm, has maintained a strong operating model for over 25 years, gaining a stellar reputation and expanding its Pan-Asian network with numerous investment professionals and service providers. Responsibilities Act as the Responsible Officer : Oversee management responsibilities and supervise regulated activities (SFC 1, 4, 9) for...

A financial institution in Hong Kong is seeking a Responsible Officer with SFC licensing expertise to lead the application for SFC Type 1, 4, and 9 licenses. The ideal candidate will have at least 5 years of experience in securities and asset management, demonstrating strong project management and understanding of regulatory frameworks. Fluency in English...