Head of Compliance

A financial institution in Hong Kong seeks a First Vice President, Head of Credit Card to formulate and execute marketing strategies for payment card products. This leadership role requires a minimum of 7 years of relevant experience in the credit card or personal loan industry, with a strong focus on achieving KPIs and compliance with regulatory standards....

Head of Stock Trading and Digital Assets Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile e Xperience; Money e Xperience; Money X (multiplier), e Xponential growth, e Xploration… it’s all up for us to define together. Why Mox...

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

Our Client, a leading International Banking Group is looking for a Head of Compliance for their Hong Kong office. This position will report to the Chief Legal and Compliance Officer and provide assistance to management on regulatory requirements and Group compliance standards. Manage and lead Compliance functions to ensure their proper discharge and provide...

Our client is a multi-cultural investment bank based in Southeast Asia with major activities of SFC RA 1, 4 & 6 in Hong Kong. The group's business activities are primarily in the areas of Consumer Banking, Wholesale Banking, comprising Investment Banking and Corporate Banking, Treasury & Markets, and Group Strategy & Strategic Investments. Report to Regional...

First Vice President, Head of Credit Card First Vice President, Head of Credit Card, Consumer Lending Responsibilities: Formulate marketing strategies for payment card products in order to achieve the assigned KPI: e.g. no. of new credit card customers, card spending and receivables, top line Monitor and execute marketing programs to ensure smooth operation...

Lead and supervise a team to conduct compliance reviews, self‑assessments, and ad‑hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting...

A leading financial institution is seeking a Section Head for Compliance Review in Hong Kong. This role entails leading a team in compliance reviews, conducting risk assessments, and ensuring adherence to regulatory standards. Ideal candidates will have over 10 years of experience in AML compliance within the banking sector, strong knowledge of relevant...

Looking for 8-10 years of asset management compliance experience! Must have experience with the SFC and ETF Funds knowledge! About Our Client The employer is a global asset management firm with offices worldwide. In HK they are a boutique asset management firm with about 20 staff. Job Description As a Head of Compliance, your main responsibilities will...

A leading International Banking Group is seeking a Head of Compliance in Hong Kong. The role requires managing compliance functions and advising on AML. Candidates should have over 12 years of compliance experience in banking, with at least 5 years in management. A university degree in Law or Business is required, and familiarity with HKMA or SFC is...