Section Head, Compliance Review
7 hours ago
Lead and supervise a team to conduct compliance reviews, self‑assessments, and ad‑hoc projects per compliance plan and regulatory requirements. Conduct risk assessments and develop annual compliance review plan to identify and mitigate risks per internal policies and regulatory standards. Ensure compliance reviews are conducted effectively and meeting the deadlines, and provide practical recommendations to address compliance review findings for internal stakeholders. Assess, review, and report material deficiencies to senior management with recommendations for remediation and system enhancements. Act as primary liaison for AML/CFT matters with regulatory authorities, Head Office, and auditors. Coordinate AML/CFT reviews conducted by the regulatory authorities, Head Office, external & internal auditors, and follow up on remediation plans. Prepare management responses and remediation plans to address regulator examination findings, ensuring full compliance. Review internal risk and governance framework on a regular basis to ensure alignment on regulatory requirements and business operations. Bachelor’s degree in Law, Accounting, Finance, Business Administration, or equivalent. Minimum 10 years of FCC/AML compliance, business operational review, audit experience in banking/financial institutions. Strong knowledge of HKMA, SFC, IA regulations, AML guidelines, KYC, and compliance review processes. Familiar with banking operations, systems, products, and services. Proficient in written and spoken English, Chinese, and Mandarin. CAMLP or AAMLP certification highly recommended. ECF achievement is a strong advantage. ## More Job Information Job Function 銀行 · 金融服務 - 一般 · 其他 Employment Term 全職 Education 學士 #J-18808-Ljbffr
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Section Head, Compliance Review
4 days ago
Hong Kong Island, Hong Kong SAR China Bank of Communications Hong Kong Branch Full timeFounded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...
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Hong Kong Island, Hong Kong SAR China Bank of Communications Hong Kong Branch Full timeA leading financial institution is seeking a Section Head for Compliance Review in Hong Kong. This role entails leading a team in compliance reviews, conducting risk assessments, and ensuring adherence to regulatory standards. Ideal candidates will have over 10 years of experience in AML compliance within the banking sector, strong knowledge of relevant...
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Section Head
7 hours ago
Hong Kong Island, Hong Kong SAR China The Bank of East Asia (BEA) Full timePosition Summary This role will enhance the leadership and managerial competence of all staff of the Bank by leading a team to identify the training needs, source, develop and deliver value-added training programmes/ learning solutions to meet the Bank's current and future needs in leadership and management development. The incumbent will assist the Head of...
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Section Head, Procurement
4 days ago
Hong Kong Island, Hong Kong SAR China Hong Kong Trade Development Council Full timeThe Hong Kong Trade Development Council (“HKTDC”), the statutory organisation promoting Hong Kong’s external trade, is looking for a dynamic and high‑caliber professional to join our Finance & Accounts Department. Reporting to the Head of Finance & Accounts, the Section Head will drive procurement excellence, ensure compliance, and support the...
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Section Head, Data Section
4 days ago
hong kong, Hong Kong SAR China Chong Hing Bank Ltd Full timeSection Head, Data Section (IT Development Dept.) Lead the Data Section to ensure effective and efficient data‑related system services and support, aligning with the Bank's short‑ and long‑term business goals. Prioritize data‑related projects and system change requests in line with the Bank’s business objectives, ensuring alignment with...
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Procurement Section Head: Strategy
4 days ago
Hong Kong Island, Hong Kong SAR China Hong Kong Trade Development Council Full timeA statutory organisation promoting external trade in Hong Kong seeks a Section Head for the Finance & Accounts Department. The role involves leading a procurement team, developing procurement strategies, and ensuring compliance with regulations. Candidates should have a Bachelor's degree, at least 10 years of experience, and strong leadership skills. The...
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Section Head
6 days ago
hong kong, Hong Kong SAR China Bank of Communications Trustee Limited Full timeSection Head / Manager, Custodian Administration Responsible for handling agreement and offering documents review, clients due diligence, AML and FATCA and CRS monitoring and middle office operation in relation to investment trust and fund custodian related services Lead and supervise the team to provide professional middle-office administration services...
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Compliance Review Assistant
6 days ago
Hong Kong Island, Hong Kong SAR China Conyers Corporate Services (HK) Limited Full timeConyers is a leading international law firm with a broad client base including FTSE 100 and Fortune 500 companies, international finance houses and asset managers. The firm advises on Bermuda, British Virgin Islands and Cayman Islands laws, from offices in those jurisdictions and in the key financial centres of Hong Kong, London and Singapore. Compliance...
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Section Head
6 days ago
Hong Kong Island, Hong Kong SAR China Bank of Communications Trustee Limited Full timeSection Head / Manager, Custodian Administration Responsible for handling agreement and offering documents review, clients due diligence, AML and FATCA and CRS monitoring and middle office operation in relation to investment trust and fund custodian related services. Lead and supervise the team to provide professional middle-office administration services....
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Hong Kong Island, Hong Kong SAR China Bank of Communications Trustee Limited Full timeA financial institution located in Hong Kong is seeking a Section Head / Manager for Custodian Administration. The role involves leading a team to provide middle-office administration services, ensuring compliance with regulations, and collaborating with various parties. Candidates should have a degree in a relevant field, at least 5 years of experience, and...
