Head of Compliance

A financial institution in Hong Kong seeks a First Vice President, Head of Credit Card to formulate and execute marketing strategies for payment card products. This leadership role requires a minimum of 7 years of relevant experience in the credit card or personal loan industry, with a strong focus on achieving KPIs and compliance with regulatory standards....

Head of Stock Trading and Digital Assets Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create, - Mobile e Xperience; Money e Xperience; Money X (multiplier), e Xponential growth, e Xploration… it’s all up for us to define together. Why Mox...

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

Our Client, a leading International Banking Group is looking for a Head of Compliance for their Hong Kong office. This position will report to the Chief Legal and Compliance Officer and provide assistance to management on regulatory requirements and Group compliance standards. Manage and lead Compliance functions to ensure their proper discharge and provide...

Our client is a multi-cultural investment bank based in Southeast Asia with major activities of SFC RA 1, 4 & 6 in Hong Kong. The group's business activities are primarily in the areas of Consumer Banking, Wholesale Banking, comprising Investment Banking and Corporate Banking, Treasury & Markets, and Group Strategy & Strategic Investments. Report to Regional...

First Vice President, Head of Credit Card First Vice President, Head of Credit Card, Consumer Lending Responsibilities: Formulate marketing strategies for payment card products in order to achieve the assigned KPI: e.g. no. of new credit card customers, card spending and receivables, top line Monitor and execute marketing programs to ensure smooth operation...

A leading financial institution is seeking a Section Head for Compliance Review in Hong Kong. This role entails leading a team in compliance reviews, conducting risk assessments, and ensuring adherence to regulatory standards. Ideal candidates will have over 10 years of experience in AML compliance within the banking sector, strong knowledge of relevant...

Get AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...

A leading International Banking Group is seeking a Head of Compliance in Hong Kong. The role requires managing compliance functions and advising on AML. Candidates should have over 12 years of compliance experience in banking, with at least 5 years in management. A university degree in Law or Business is required, and familiarity with HKMA or SFC is...

A major financial institution in Hong Kong is seeking a Head of Compliance, Insurance. This role is critical for ensuring that operations effectively identify and manage regulatory compliance risks. Key responsibilities include leading the RC team, maintaining a compliance framework, and navigating relationships with regulators. Ideal candidates will have...