SFC RO
5 hours ago
A financial services company in Hong Kong is seeking a Responsible Officer to manage compliance with SFC regulations for Type 4 and Type 9 activities. The successful candidate will oversee compliance policies, monitor trading activities, and act as the primary contact with the SFC. Ideal candidates should have at least 5 years of experience in the financial sector, strong leadership skills, and fluency in both English and Cantonese or Mandarin. This role requires proactive problem-solving abilities and a detail-oriented approach.#J-18808-Ljbffr
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Part-Time Responsible Officer
1 week ago
WorkFromHome, Hong Kong SAR China ACCA Careers Full timeOverview Join to apply for the Part‑Time Responsible Officer (RO) role at ACCA Careers . My client is a reputable and well‑established financial services firm with a solid track record and a comprehensive SFC license. They provide a stable and supportive environment for professionals to thrive. Position Details Responsible Officer (RO) SFC Licensed...
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WorkFromHome, Hong Kong SAR China ACCA Careers Full timeA financial services firm in Hong Kong is seeking a Part-Time Responsible Officer (RO) to ensure compliance with SFC regulations and supervise regulated activities. This role offers a competitive salary ranging from HK$30,000 to HK$60,000 per month with additional benefits. Candidates must hold SFC licenses for Type 1, 4, and 9 and possess strong leadership...
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Part-Time Responsible Officer
6 days ago
WorkFromHome, Hong Kong SAR China Robert Half Hong Kong Limited Full timeMy client is a reputable and well-established financial services firm with a solid track record and a comprehensive SFC license. Their firm is built on a foundation of integrity, professionalism, and a commitment to excellence. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO)SFC Licensed...
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Responsible Officer
5 hours ago
WorkFromHome, Hong Kong SAR China iPlatform HR Service Limited Full timeResponsible Officer (Type 4,9 Flexible Hour) Act as a Responsible Officer with the SFC for Type 4 and Type 9 (Asset Management) regulated activities. Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines. Provide guidance and leadership on the development, implementation,...
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WorkFromHome, Hong Kong SAR China Projob21.com Ltd. Full timeResponsible Officer, Global Private Credits Investment Manager Responsible Officer and MIC for APAC Hub Global Private Credit/Debt Investment Manager Promising and Rewarding Career Our Client Exciting Responsible Officer opportunity to be part of the founding senior management team in HK/APAC hub of a reputable European Private Credit Investment Manager,...