Global Markets Compliance VP — Advisory

A leading global financial institution in Hong Kong is seeking a VP Banker to assist clients in raising funds and providing strategic advisory services. This role involves managing significant project phases, guiding clients through capital raising, and collaborating closely on mergers and acquisitions. Candidates should have 5-10 years of experience in the...

A global financial institution is seeking a Regulatory Advisory Specialist - VP in Hong Kong. In this role, you will support Global Sanctions Advisory in managing legal, regulatory, and reputational risks associated with sanctioned entities. The ideal candidate will have at least 5 years of experience in sanctions advisory, strong project management skills,...

We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career development. This role is responsible for...

We have been mandated with multiple middle to senior compliance advisory positions covering global markets business (Equities/ Fixed Income) at leading financial institutions based in Hong Kong. In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to Equities/Fixed Income desk across the APAC region....

CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to step into a...

Job Description - VP, Specialist, FX Advisory, Private Banking E) VP, Specialist, FX Advisory, Private Banking - ( E ) Business Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated, experienced investment advisors who...

A leading bank in Asia is seeking a VP, Specialist in FX Advisory to engage with relationship managers and provide tailored FX solutions for high net worth clients. The successful candidate will have over 6 years of relevant experience in FX sales and a strong understanding of the FX industry. This role entails providing professional advisory, executing...

A leading financial institution in Hong Kong is seeking an experienced Tax Consultant (VP/Director) to provide innovative tax advisory services. Ideal candidates will hold a relevant degree, possess CICPA or HKICPA, and have at least 8 years of tax consulting experience, particularly from Big 4 firms. This role demands excellent communication skills in...

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be...

A leading global bank in Hong Kong seeks a Regulatory Advisory Specialist to support Global Sanctions Advisory. This role requires over 5 years of sanctions advisory experience and offers a competitive salary, flexible benefits, and a commitment to diversity. Responsibilities include monitoring sanctions regulations and guiding transaction compliance. Join a...