Electronic Trading Compliance Advisory

5 days ago


Hong Kong Island, Hong Kong SAR China Ashford Benjamin Ltd. Full time

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be responsible for regulatory updates, and implementation of compliance framework, policies, procedures, and strategies. Candidates must have a minimum of 5 years’ experience covering electronic trading compliance/ equities compliance. Please send your CV to Vivian Chen at , or call for a confidential discussion. #J-18808-Ljbffr



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