Global Markets Compliance Advisory – Financial Institution

We are instructed on multiple compliance advisory roles covering global markets and electronic trading business with top-tier global financial institutions in Hong Kong. Being a compliance advisory member, you will provide compliance advice to APAC Equities and Electronic/ Algo Trading business, review and approve new products/ business initiatives, be...

A global investment bank in Hong Kong is looking for candidates for a regulatory compliance advisory role. Applicants should have at least 5 years of experience in regulatory compliance within global markets and possess a strong understanding of financial products like Equities and Fixed Income. The role involves providing compliance advisory, reviewing...

We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career development. This role is responsible for...

Ashford Benjamin are partnering with global financial institutions on middle level Investment Banking Compliance search projects. Exciting opportunities to join dynamic business and grow with the company. You will be responsible for advising investment banking on compliance related matters, assisting control room and research compliance function and...

A leading compliance advisory firm in Hong Kong is seeking a compliance officer to oversee regulatory compliance and develop company-wide monitoring mechanisms. The role requires advising various departments, handling product advisory, and reviewing new initiatives for local and global markets. The ideal candidate has a degree in a relevant field and 5-8...

A leading financial institution in Hong Kong is seeking a Compliance Officer to provide advisory services and develop compliance strategies for their operations in Hong Kong and Macau. The role requires over 10 years of experience in legal and compliance roles, strong analytical and communication skills, and fluency in both English and Chinese. A competitive...

Accountant/Assistant Accountant, Global Banks/Financial Institutions Multiple Corporate Account Openings Regional F/S, G/L and finance Opts Job Security & Worklife Balance Our Client Representing multiple global financial institutions and banks to search for Corporate Accountant to be part of the Regional Accounting Department Job Duties Report to Financial...

A financial services firm in Hong Kong is seeking an experienced Trader to execute dealing orders for global securities and futures for institutional clients and retail customers. The ideal candidate will have a minimum of 5 years' experience, along with relevant SFC licenses and proficiency in trading systems such as Bloomberg and Fidessa. Strong...

Financial Consultant For more than two decades, AMG Financial Group has strived and demonstrated unwavering commitment to clients. With our headquarters in Hong Kong, one of the major financial hubs in the world, we have grown to become one of the leading providers of wealth management and financial advisory services in the region. Throughout the years, we...

A leading financial institution in Hong Kong is looking for an experienced Assistant Vice President in Compliance Advisory. In this role, you will support compliance across various banking products, assist in policy development, and ensure adherence to regulatory requirements. The ideal candidate should possess at least 8 years of relevant experience, a...