Senior Equities Surveillance Lead

The Floor Surveillance Officer Equities is responsible for supporting the review and disposition of escalated Equities surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX responsible for overseeing FX surveillance alerts and ensuring compliance with regulatory standards. The ideal candidate should have extensive experience in surveillance functions and the ability to mentor junior analysts. This role offers a chance to work in a...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX to ensure FX surveillance alert escalations comply with regulatory requirements. This role involves mentorship of junior analysts, quality assurance, and delivering training. Candidates should have extensive surveillance experience, strong analytical skills, and a...

A global financial institution in Hong Kong is seeking a Regional Surveillance Oversight Lead to oversee regional BAU surveillance activities. This key role involves collaboration on the Enhanced Surveillance Programme and ensuring compliance with defined protocols. A solid understanding of trade and communications surveillance along with strong analytical...

A leading financial institution in Hong Kong is seeking a Floor Surveillance Officer for FX to support escalation reviews and mentorship of junior analysts. The role involves overseeing alerts, ensuring accuracy in regulatory filings, and conducting monthly quality assurance. Candidates should have experience in surveillance within large financial...

The Regional Surveillance Oversight Lead is responsible for overseeing regional BAU surveillance activities, which include regional governance and MI, regulatory and auditor engagement, ensuring they are following defined protocols and procedures as well as developing the Enhanced Surveillance Programme. The role reports to the Regional Head of Surveillance....

Senior Floor Surveillance Officer FX Join to apply for the Senior Floor Surveillance Officer FX role at HSBC . The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and...

A major financial institution in Hong Kong is seeking a Surveillance Officer for Fixed Income to support regulatory compliance and oversee escalations. The ideal candidate will have experience in surveillance within a financial institution, a strong understanding of Fixed Income markets, and excellent analytical skills. This full-time position offers...

A leading financial institution in Hong Kong seeks a Floor Surveillance Officer FX to support regulatory compliance and oversee FX surveillance alerts. The ideal candidate will have experience in a surveillance function within a large financial institution and strong analytical skills. This role includes mentorship and quality assurance responsibilities,...

The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and products. The role serves as a pivotal point in the surveillance disposition process and key responsibilities...