Senior Fixed Income Surveillance Lead

The Floor Surveillance Officer Fixed Income is responsible for supporting the review and disposition of escalated Fixed Income surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing...

A global financial institution is seeking a Floor Surveillance Officer for Fixed Income in Hong Kong. This role involves supporting escalated surveillance alerts and mentoring junior analysts while ensuring compliance with regulatory requirements. Candidates should have experience in surveillance functions within financial institutions, strong analytical...

The Floor Surveillance Officer Fixed Income is responsible for supporting the review and disposition of escalated Fixed Income surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing...

A leading financial institution in Hong Kong is seeking an experienced Investment Manager to oversee fixed income portfolios and develop investment strategies. The ideal candidate will have a university degree in business administration or finance, proven experience in investment, and proficiency in both Chinese and English. Strong analytical,...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX responsible for overseeing FX surveillance alerts and ensuring compliance with regulatory standards. The ideal candidate should have extensive experience in surveillance functions and the ability to mentor junior analysts. This role offers a chance to work in a...

A leading financial services provider in Hong Kong is seeking an experienced Investment Manager to oversee fixed income portfolios and develop investment strategies. The ideal candidate should possess a university degree in business administration or finance, along with experience in the investment industry and proficiency in both Chinese and English. Strong...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX to ensure FX surveillance alert escalations comply with regulatory requirements. This role involves mentorship of junior analysts, quality assurance, and delivering training. Candidates should have extensive surveillance experience, strong analytical skills, and a...

A global financial institution in Hong Kong is seeking a Regional Surveillance Oversight Lead to oversee regional BAU surveillance activities. This key role involves collaboration on the Enhanced Surveillance Programme and ensuring compliance with defined protocols. A solid understanding of trade and communications surveillance along with strong analytical...

The Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert disposition teams, regional technical officers (or other conduits) and Product teams are appropriately captured and actioned by the...

A leading financial institution in Hong Kong is seeking a Floor Surveillance Officer for FX to support escalation reviews and mentorship of junior analysts. The role involves overseeing alerts, ensuring accuracy in regulatory filings, and conducting monthly quality assurance. Candidates should have experience in surveillance within large financial...