Regional Surveillance Strategy Lead

The Regional Surveillance Oversight Lead is responsible for overseeing regional BAU surveillance activities, which include regional governance and MI, regulatory and auditor engagement, ensuring they are following defined protocols and procedures as well as developing the Enhanced Surveillance Programme. The role reports to the Regional Head of Surveillance....

The Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert disposition teams, regional technical officers (or other conduits) and Product teams are appropriately captured and actioned by the...

The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective feedback on...

The Floor Surveillance Officer Equities is responsible for supporting the review and disposition of escalated Equities surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective...

Join to apply for the Floor Surveillance Officer FX role at HSBC . 1 week ago Be among the first 25 applicants. The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX responsible for overseeing FX surveillance alerts and ensuring compliance with regulatory standards. The ideal candidate should have extensive experience in surveillance functions and the ability to mentor junior analysts. This role offers a chance to work in a...

Senior Floor Surveillance Officer FX Join to apply for the Senior Floor Surveillance Officer FX role at HSBC . The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and...

The Floor Surveillance Officer IWPB is responsible for supporting the review and disposition of escalated IWPB surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective feedback on...

The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and products. The role serves as a pivotal point in the surveillance disposition process and key responsibilities...

A leading financial institution in Hong Kong seeks a Floor Surveillance Officer FX to support regulatory compliance and oversee FX surveillance alerts. The ideal candidate will have experience in a surveillance function within a large financial institution and strong analytical skills. This role includes mentorship and quality assurance responsibilities,...