FX Surveillance Lead: Escalations, QA

A leading financial institution in Hong Kong is seeking a Floor Surveillance Officer for FX to support escalation reviews and mentorship of junior analysts. The role involves overseeing alerts, ensuring accuracy in regulatory filings, and conducting monthly quality assurance. Candidates should have experience in surveillance within large financial...

Join to apply for the Floor Surveillance Officer FX role at HSBC . 1 week ago Be among the first 25 applicants. The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and...

Senior Floor Surveillance Officer FX Join to apply for the Senior Floor Surveillance Officer FX role at HSBC . The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and...

The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective feedback on...

The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and products. The role serves as a pivotal point in the surveillance disposition process and key responsibilities...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX to ensure FX surveillance alert escalations comply with regulatory requirements. This role involves mentorship of junior analysts, quality assurance, and delivering training. Candidates should have extensive surveillance experience, strong analytical skills, and a...

A global financial institution in Hong Kong seeks a Floor Surveillance Officer to manage and review escalated surveillance alerts while mentoring junior analysts. This role demands strong analytical skills and a proactive approach to ensuring compliance with regulatory standards. The successful candidate will have experience in surveillance within large...

A leading financial institution in Hong Kong is seeking a Senior Floor Surveillance Officer FX responsible for overseeing FX surveillance alerts and ensuring compliance with regulatory standards. The ideal candidate should have extensive experience in surveillance functions and the ability to mentor junior analysts. This role offers a chance to work in a...

The Regional Surveillance Oversight Lead is responsible for overseeing regional BAU surveillance activities, which include regional governance and MI, regulatory and auditor engagement, ensuring they are following defined protocols and procedures as well as developing the Enhanced Surveillance Programme. The role reports to the Regional Head of Surveillance....

The Floor Surveillance Officer Equities is responsible for supporting the review and disposition of escalated Equities surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective...