Surveillance Floor Lead – QA, Mentorship

A leading financial institution in Hong Kong seeks a Floor Surveillance Officer FX to support regulatory compliance and oversee FX surveillance alerts. The ideal candidate will have experience in a surveillance function within a large financial institution and strong analytical skills. This role includes mentorship and quality assurance responsibilities,...

Join to apply for the Floor Surveillance Officer FX role at HSBC . 1 week ago Be among the first 25 applicants. The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and...

Senior Floor Surveillance Officer FX Join to apply for the Senior Floor Surveillance Officer FX role at HSBC . The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and...

The Floor Surveillance Officer FX is responsible for supporting the review and disposition of escalated FX surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective feedback on...

The Floor Surveillance Officer Equities is responsible for supporting the review and disposition of escalated Equities surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective...

The Floor Surveillance Officer IWPB is responsible for supporting the review and disposition of escalated IWPB surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing effective feedback on...

The Floor Surveillance Officer Fixed Income is responsible for supporting the review and disposition of escalated Fixed Income surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing...

The Senior Floor Surveillance Officer FX is responsible for ensuring that all FX surveillance alert escalations into the region are dispositioned in line with local regulatory requirements. The role requires deep understanding of the FX business and products. The role serves as a pivotal point in the surveillance disposition process and key responsibilities...

The Floor Surveillance Officer Fixed Income is responsible for supporting the review and disposition of escalated Fixed Income surveillance alerts in line with local regulatory requirements. The role serves as a pivot point in the surveillance disposition process and includes mentorship, QA and training of more junior surveillance analysts, providing...

A leading financial institution in Hong Kong is seeking a Floor Surveillance Officer for FX to support escalation reviews and mentorship of junior analysts. The role involves overseeing alerts, ensuring accuracy in regulatory filings, and conducting monthly quality assurance. Candidates should have experience in surveillance within large financial...