Compliance Manager – Pension/Asset Management

A leading consultancy firm in Hong Kong seeks a Compliance Manager with 6-8 years of AML/CFT experience in financial institutions. This role involves providing compliance advisory support in trust, pension, and fund management services, ensuring regulatory compliance, and reviewing AML policies. Strong communication skills in English, Chinese, and Mandarin...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

Legal and Compliance Manager (Compliance-oriented) Responsible for independently managing and providing compliance advice on AML and related assignments and issues, including institutional risk assessments, CDD requirements, STR, selling process, etc., from both Hong Kong and Cayman Island perspectives. Provide product compliance support for funds and...

Join to apply for the Client Relations Manager role at MUFG Pension & Market Services A global, digitally enabled business that empowers a brighter future by connecting millions of people with their assets – safely, securely and responsibly. Through our two businesses MUFG Retirement Solutions and MUFG Corporate Markets, we partner with a diversified...

Lockton is the largest privately held insurance broker in the world and 10th largest overall. With more than 140 offices, 10,750+ associates and over 65,000 clients worldwide, Lockton is recognized as “Best Place to Work in Insurance” by Business Insurance for fifteen consecutive years. Responsibilities: Familiar with daily eMPF operations, including...

A leading asset management firm in Hong Kong is seeking an experienced Operations Associate to support daily operations functions. Responsibilities include managing subscriptions, redemptions, and collaborating with service providers for smooth operations. The ideal candidate holds a Bachelor's degree in Finance or Accounting and possesses 3-5 years of...

Responsibilities Handle corporate and individual SFC licensing applications Arrange compliance trainings and keep track of training records Review client due diligence (KYC) documents submitted by sales on new and existing clients Review sales and marketing> Facilitate sales to conduct counter‑party/client due diligence on ChinaAMC Monitor personal account...