Senior RO

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

A financial services firm in Hong Kong seeks a Licensed Responsible Officer (RO) for Securities to oversee securities trading and ensure compliance with regulations. The ideal candidate will have SFC Type 1 licenses, expertise in the securities market, and strong leadership skills. You will be responsible for supervising trading activities, preparing...

Responsible Officer (RO), Brokerage Department Strategic Planning and Business Development: Assist in formulating overall strategies and implementation plans for business transformation. Design and promote innovative product lines covering brokerage and wealth management services. Analyze market trends, identify opportunities, and collaborate with senior...

Senior Fixed Income Investment (Type 4, 9 RO) Assist the department head to promote the management and execution of various fixed income investment projects, and lead the team to achieve the operational indicators of fixed income business Responsible for the strategy research, investment target analysis, transaction execution and position management of fixed...

Active Digital Asset ETF Product Strategist & Investment Manager King Deux Search & Consulting is partnering with an industry pioneer asset manager to grow its presence in Asia. We are seeking an active ETF Investment & Fund Manager with over 3 years of experience as Key Person Incharge and RO 4,9 qualification. About your role Participate in the daily...

We offer attractive remuneration package, 5-day work, competitive fringe benefits (wedding leave, body check, group medical insurance, dental insurance etc.) and excellent career development opportunity to the right candidate. Responsibilities Act as the OMO MIC for the asset-management business and reporting to senior management. Formulate and adjust...

Key Responsibilities Led end‑to‑end product development such as Stock Borrow‑Lending (HK SBL), US stock fractional shares, and after‑market trading. Spearheaded virtual asset (VA) trading, securing SFC license and ensuring compliance for the Hong Kong market. Act as the named Responsible Officer licensed by the Hong Kong Securities and Futures...

A financial services company in Hong Kong is seeking a Clearing and Settlement Manager. The role entails managing client transactions and ensuring compliance within the securities business. The ideal candidate should possess a Bachelor's degree, be qualified for SFC RO type 1, and have over 8 years of experience in the securities industry. Fluency in...

A prominent security firm in Hong Kong is seeking a qualified Responsible Officer (RO) to manage compliance with SFC regulations and oversee investment projects. This role involves ensuring adherence to laws, monitoring trading activities, and strengthening client relationships. The ideal candidate will have at least 4 years of relevant experience in the...

A leading Chinese financial institution in Hong Kong is seeking a RO Type 6 with over 10 years of corporate finance experience. Responsibilities include structuring and executing transactions, conducting due diligence, and advising on IPOs and M&A. The ideal candidate should hold a relevant degree and possess strong analytical and communication skills in...