Senior Responsible Officer
6 days ago
A prominent security firm in Hong Kong is seeking a qualified Responsible Officer (RO) to manage compliance with SFC regulations and oversee investment projects. This role involves ensuring adherence to laws, monitoring trading activities, and strengthening client relationships. The ideal candidate will have at least 4 years of relevant experience in the financial sector, a bachelor’s degree in a related field, and proficiency in English, Cantonese, and Mandarin. Candidates with securities client resources will be prioritized.#J-18808-Ljbffr
-
Senior HR
6 days ago
Hong Kong Island, Hong Kong SAR China Senior Care Elderly Limited Full timeResponsibilities Handle employees’ compensation including work injury Assist in budget planning and monitor manpower planning Ensure compliance with local & PRC employment regulations Review and update company policies Monthly payroll processing for elderly home Occasionally visit elderly homes Ad hoc projects as assigned Requirements 3 years or above of...
-
Senior Responsible Officer: Securities
2 days ago
Hong Kong Island, Hong Kong SAR China HR Plus Full timeA reputable financial institution in Hong Kong seeks a Responsible Officer for Type 1 regulated activities. This mid-senior level position combines regulatory compliance oversight with operational management in securities and virtual asset dealings. Candidates must have a minimum of 5-8 years experience in securities brokerage, be currently licensed as a...
-
Senior Responsible Officer – Private Funds
6 days ago
Hong Kong Island, Hong Kong SAR China Conners Consulting Limited Full timeA leading financial services group in Hong Kong is seeking a Senior Responsible Officer to lead Type 1, 4, and 9 licensed activities. The successful candidate will oversee private fund management, ensuring regulatory compliance while driving growth. This senior role demands at least 10 years of experience, strong leadership, and a thorough understanding of...
-
RESPONSIBLE OFFICER
4 days ago
Hong Kong Island, Hong Kong SAR China HK Montage Full timeWith the expansion of the are of investment, a Hong Kong listed company engaged in property development and investing in ventures related to its core businesses and associated industries is looking for the following position: RESPONSIBLE OFFICER (TYPE 1) Responsibilities Act as Responsible Officer to supervise SFC Type 1regulated activities Supervise and...
-
Responsible Officer
6 days ago
Hong Kong Island, Hong Kong SAR China Harris Fraser Corporate Services Limited Full timeAdd expected salary to your profile for insights Act as Responsible Officer with management responsibilities and duties to supervise SFC 1,4,9 regulated activity of the Group Formulate and implement business strategies to promote the Group’s wealth management solutions to target clients with our business partners in Greater China regions Provide full range...
-
Responsible Officer
6 days ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeResponsible Officer Our client is a leading Corporate Finance Company. Responsibilities Lead the projects and activities of corporate finance and advisory services Define strategic planning to drive Corporate Finance businesses with the objective to maximize the company interest and investment returns Supervise the execution of financial advisory projects...
-
Responsible Officer
6 days ago
Hong Kong Island, Hong Kong SAR China Conners Consulting Limited Full timeAbout Client: Our client is a well-established and rapidly growing financial services group with a significant focus on alternative investments. We are dedicated to excellence, innovation, and maintaining the highest standards of regulatory compliance and client service. As part of our strategic expansion in the Asia‑Pacific region, we are seeking a highly...
-
Responsible Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Hex Trust Full timeHex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award‑winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional‑grade platform,...
-
Responsible Officer
6 days ago
Hong Kong Island, Hong Kong SAR China Kubelt Full timeHex Trust, established in 2018, offers fully regulated institutional digital asset market services, custody, and staking to builders, investors, and service providers. Leveraging the expertise of veteran banking technologists and award-winning financial services leaders, Hex Trust continues to innovate with its proprietary institutional-grade platform,...
-
Responsible Officer
6 days ago
Hong Kong Island, Hong Kong SAR China CO FINANCIAL SERVICES LIMITED Full timeAdd expected salary to your profile for insights Recruiting Entity: RA149 Licensed Corporation Company Background The Company is newly established with an ambitious business plan that involves securing SFC licenses for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities, with relevant virtual...