Senior Responsible Officer: Securities

A Hong Kong listed company is seeking a Responsible Officer (Type 1) to supervise SFC Type 1 regulated activities. The successful candidate will manage daily securities brokerage operations, ensuring compliance with regulations. Requirements include a degree in Business Administration, Economics, or Finance, current Type 1 Responsible Officer status, and...

Licensed Responsible Officer (RO) for Securities We are seeking a highly qualified Licensed Responsible Officer (RO) with dual Hong Kong Securities and Futures Commission (SFC) Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations. The ideal candidate will possess in-depth knowledge of Hong Kong’s regulatory...

A financial services firm in Hong Kong is seeking a Responsible Officer holding SFC licenses for Types 1, 4, and 9 to manage operations in securities brokerage and investment management. The ideal candidate must have relevant operational and management experience in a Brokerage and Asset Management Firm, excellent knowledge of financial markets, and fluency...

SFC Responsible Officer (Type 1 & 4 & 9) Jinluo Securities Limited, a leading financial services firm, is seeking a highly skilled SFC Responsible Officer (Type 1 & 4 & 9) to join our dynamic team in the Wan Chai District. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and driving the...

Company Overview Eddid Securities and Futures Limited (Eddid Securities and Futures) is a core member of the Eddid Financial Group. The company was incorporated in Hong Kong in 2015 and operates as a leading new first‑line internet licensed brokerage firm. It holds regulated activity licenses (types 1, 2, 3, 4, 5, 6, 9) issued by the Hong Kong Securities...

Responsibilities Develop and implement security policies and procedures. Conduct regular security assessments and audits. Monitor network traffic for unusual activity and respond to security incidents. Collaborate with IT teams to ensure secure system configurations. Stay updated on the latest cyber threats and vulnerabilities. Prepare and present reports on...

A financial services company based in Hong Kong is seeking a Settlement Officer / Senior Settlement Officer to manage daily settlement operations across multiple markets, including US and Hong Kong equities. The ideal candidate will have at least two years of experience in securities back-office operations, with strong communication skills and proficiency in...

A telecommunications company in Hong Kong is seeking an IT Security Officer to develop and maintain IT security policies, conduct risk assessments, and ensure compliance with security regulations. The ideal candidate has a diploma in Computer Science or related field, with at least 2 years of experience in IT Security and knowledge of PCIDSS compliance. This...

Overview Senior Security Officer role at Lai Sun Development Company Limited. The Lai Sun Group is diversified with principal activities in property development, property investment, hotels, media and entertainment. We are inviting competent candidates to join us. Responsibilities Assist the security manager in daily operations and administration of the...

A leading financial services group in Hong Kong is seeking a Senior Responsible Officer to lead Type 1, 4, and 9 licensed activities. The successful candidate will oversee private fund management, ensuring regulatory compliance while driving growth. This senior role demands at least 10 years of experience, strong leadership, and a thorough understanding of...