Sponsor Principal RO

Manages and leads the origination and execution of IPOs and other capital markets transactions, including project management/coordination, due diligence and project execution Assists in deal assessment and due diligence reviews for internal approvals Supervises the project team; provides guidance and support to junior staff Ensures compliance with all...

Director/ED, Corporate Finance (Sponsor Principal) Review and supervise SFC Type 6 regulated activities; act as the central point of contact for A-share IPO teams, facilitating seamless communication and process execution. Lead and execute projects and activities of corporate finance and advisory services, and participate in client servicing and marketing....

Responsibilities Manages and leads the execution of IPO sponsor, FA, IFA and other corporate finance transactions, including project management/coordination, due diligence and project execution. Play a key role in deal screening and due diligence processes, ensuring compliance with internal and external policies and procedures. Act as the primary liaison...

A financial institution in Hong Kong is seeking a Sponsor Principal for their IBD team. This role involves supervising corporate finance transactions like IPOs and M&A, managing due diligence and compliance tasks, and communication with clients and regulators. The ideal candidate should demonstrate independence in deal origination and evaluation, as well as...

A prominent financial institution in Hong Kong is seeking a Sponsor Principal for their Investment Banking Division (IBD) team. The role involves supervising corporate finance transactions such as IPOs and mergers, managing due diligence, and communicating with clients and regulators. Applicants should demonstrate strong skills in transaction management and...

Responsibilities Act as a Responsible Officer with the SFC for Type 1, Type 4 (Securities) and Type 9 (Asset Management) regulated activities. Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines. Provide guidance and leadership on the development, implementation, and...

Wa Ying College The Methodist Church, Hong Kong We are an aided EMI school established on Christian principles, seeking a high-caliber Principal to lead the College starting on 1st September 2026 . Requirements: Identify with and implement the education philosophy of the School Sponsoring Body Possess a recognized Bachelor degree or above with relevant...

A diversified financial services firm in Hong Kong seeks a professional to manage IPO sponsor and corporate finance transactions. Responsibilities include project management, due diligence, and ensuring compliance with regulations. The ideal candidate will have a university degree in accounting or finance, SFC Responsible Officer status, and strong...

A leading financial services firm in Hong Kong seeks a corporate finance director to spearhead business development and corporate finance activities. The ideal candidate will have over 15 years in investment banking, preferably in the semiconductor sector, and must be licensed as a Principal for Type 6 regulated activity. Fluent in Mandarin with strong...

Lead business development initiatives and oversee team management, driving substantial contributions to the firm’s overall performance. Spearhead corporate finance activities, proactively identifying and capitalizing on new business opportunities. Act as a Responsible Officer, ensuring robust oversight of SFC-regulated activities in compliance with...