Sponsor Principal, IBD

A financial institution in Hong Kong is seeking a Sponsor Principal for their IBD team. This role involves supervising corporate finance transactions like IPOs and M&A, managing due diligence and compliance tasks, and communication with clients and regulators. The ideal candidate should demonstrate independence in deal origination and evaluation, as well as...

Manages and leads the origination and execution of IPOs and other capital markets transactions, including project management/coordination, due diligence and project execution Assists in deal assessment and due diligence reviews for internal approvals Supervises the project team; provides guidance and support to junior staff Ensures compliance with all...

My client is one HK listed Chinese financial institution, due to business expansion and now is looking for Sponsor Principal for their IBD team. Responsibilities Supervise the execution of corporate finance transactions including IPOs, financial advisory, takeovers, mergers and acquisitions and other fund raising activities; Manage corporate finance...

Responsibilities Manages and leads the execution of IPO sponsor, FA, IFA and other corporate finance transactions, including project management/coordination, due diligence and project execution. Play a key role in deal screening and due diligence processes, ensuring compliance with internal and external policies and procedures. Act as the primary liaison...

Director/ED, Corporate Finance (Sponsor Principal) Review and supervise SFC Type 6 regulated activities; act as the central point of contact for A-share IPO teams, facilitating seamless communication and process execution. Lead and execute projects and activities of corporate finance and advisory services, and participate in client servicing and marketing....

Wa Ying College The Methodist Church, Hong Kong We are an aided EMI school established on Christian principles, seeking a high-caliber Principal to lead the College starting on 1st September 2026 . Requirements: Identify with and implement the education philosophy of the School Sponsoring Body Possess a recognized Bachelor degree or above with relevant...

A diversified financial services firm in Hong Kong seeks a professional to manage IPO sponsor and corporate finance transactions. Responsibilities include project management, due diligence, and ensuring compliance with regulations. The ideal candidate will have a university degree in accounting or finance, SFC Responsible Officer status, and strong...

A leading financial services firm in Hong Kong seeks a corporate finance director to spearhead business development and corporate finance activities. The ideal candidate will have over 15 years in investment banking, preferably in the semiconductor sector, and must be licensed as a Principal for Type 6 regulated activity. Fluent in Mandarin with strong...

Vice President, IBD Compliance and Quality Control Add expected salary to your profile for insights Responsibilities Review and provide comments on due diligence procedures and record keeping in IPO, FA, IFA, M&A, and capital markets transactions to ensure compliance with requirements from regulators such as the Hong Kong Stock Exchange and the Securities...

Vice President, IBD Compliance and Quality Control Responsibilities: Review and provide comments on due diligence procedures and record keeping in IPO, FA, IFA, M&A, and capital markets transactions to ensure compliance with requirements from regulators such as the Hong Kong Stock Exchange and the Securities and Futures Commission of Hong Kong, while...