SFC-Licensed Client Services

A leading consulting firm in Hong Kong is seeking a Head of Customer Services to supervise a small team of professionals and ensure compliance with regulatory guidelines. The ideal candidate will have a degree in Finance or Business Administration, possess an SFC License, and bring at least 5 years of solid customer service experience, preferably in the...

A leading international bank is seeking a professional in Hong Kong to provide advisory services related to HKMA and SFC licensing. The ideal candidate will support regulatory applications, maintain databases, and ensure compliance with licensing requirements. A Bachelor’s degree in Law, Finance, Accounting, or related fields is required, along with...

We are seeking a meticulous and licensed Dealing & Client Services Officer to play a dual role in client services and precise trade execution. You will be the critical link ensuring seamless onboarding, efficient trade processing, and exceptional support for our clients and internal teams. Your expertise will ensure compliance and accuracy in a fast‑paced...

A leading recruitment agency in Hong Kong seeks a compliance advisor to manage client relationships with top-tier asset management firms across Asia. The role involves managing licensing applications, conducting mock inspections, and providing compliance advisory services. A Bachelor's Degree is required. Ideal candidates will have strong time management...

A financial services company in Hong Kong is seeking a Senior Compliance Officer to manage SFC licensing matters, support regulatory investigations, and conduct AML reviews. The role requires a Bachelor’s degree in a relevant field, 1-3 years of compliance experience, and proficiency in English and Chinese, with Mandarin preferred. Strong organizational...

Finance Associate/ Senior Accountant, A SFC Licensed Co. (PRC Securities Firm) Our client, a Top-tier PRC investment bank with SFC Type 1,2,4,5,6&9 licenses, is now looking for a Finance Manager (/Senior Accountant) to join the elite team. Responsibilities Responsible for daily accounting functions such as financial reporting, journal voucher preparation,...

Finance manager, SFC License Corporation, a Top-Tier PRC investment bank Our client, a leading PRC investment bank engaging in a wide range of services such as securities brokerages, investment banking, asset management and private wealth management, is now looking for a Finance Manager (Team Head for financial accounting team) to join them. Responsibilities...

About the job Sales Director, Japan Real Estate (Property Development & Direct Deals), SFC 1, 4, 9 Licensed King Deux Search & Consulting is a specialised executive search firm which offers bespoke talent solutions across financial services and commerce. We are committed to not only finding the right opportunity for our candidates but also leaving a legacy...

A financial services firm in Hong Kong is seeking a meticulous Dealing & Client Services Officer. This role involves ensuring seamless client onboarding, accurate trade execution, and providing exceptional support to clients and internal teams. The ideal candidate holds a Bachelor's degree, possesses a minimum of 3 years of experience in a securities...

SFC Responsible Officer (RO) – Type1,4,9 Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1&4&9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with regulatory requirements and drive the growth of our business. Key Responsibilities Lead and...