Director, Equities Compliance

Senior Compliance Manager, Equities Compliance Join to apply for the Senior Compliance Manager, Equities Compliance role at CLSA This senior Compliance position is part of the Equities Compliance team reporting into the Head of Equities Compliance. Equities Compliance team provides compliance coverage to CSI Institutional Equities (Sales and Trading)...

VP/Director - Cash Equities Compliance (Tier-1 Chinese Bank) 2 days ago Be among the first 25 applicants This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range HK$900,000.00/yr - HK$1,200,000.00/yr CLIENT BACKGROUND A leading Chinese investment bank with...

A leading investment bank in Hong Kong is seeking a VP/Director for Cash Equities Compliance to provide advisory support and monitor trading activities. This role involves engaging with senior stakeholders, ensuring compliance with SFC regulations, and conducting investigations. Candidates should have a minimum of 7 years of compliance experience and a solid...

A leading asset management firm in Hong Kong is seeking a strategic Deputy Director for their Equity Investment Department. In this senior position, you will shape investment strategies, manage equity portfolios, and lead a talented team while ensuring compliance with risk standards. The ideal candidate will have over 10 years in asset management, strong...

Director, Equity Finance and Delta One trader 3 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Selby Jennings Central & Western District, Hong Kong SAR 3 days ago Key Responsibilities Daily Execution & Order Management: Oversee the execution and management of the...

Deputy Director of Equity Investment Department We are seeking a highly accomplished and strategic Deputy Director for our Equity Investment Department. In this senior leadership role, you will collaborate closely with the Department head to shape and execute investment strategies, manage Hong Kong equity portfolios, and drive outstanding investment...

A leading investment bank is looking for a Director/Vice President for their Institutional Equity Sales team in Hong Kong. The ideal candidate will have at least 7 years of experience in investment banking or institutional sales, specializing in managing sovereign clients. Responsibilities include providing research and sales services, organizing client...

Director, Equity Capital Markets, Investment Banking Join to apply for the Director, Equity Capital Markets, Investment Banking role at CLSA . This position will play a critical role for the execution and origination of the relevant products. Key Areas of Responsibilities Take a leading role in executing mandates of the products in SEA regions. Maintain and...

Director of Equity Research (Financial Services) Join to apply for the Director of Equity Research (Financial Services) role at Guidepoint 5 days ago Be among the first 25 applicants OVERVIEW: This is a senior level role to maximize commercialization of the Insights product in Greater China and the APAC region. You will work closely with firm leadership on...

Director, Hong Kong Equity Trading Operations We're looking for a strategic and hands‑on leader to oversee trading operations for Fidelity's Hong Kong Equity Trading Desk. This role is central to ensuring seamless execution of international equities and foreign exchange (FX) trades across our global trading platforms. You'll be the go‑to expert for...