Manager – Intermediaries
2 weeks ago
Manager – Intermediaries (Ref.:JDB/M/LIC/INT/ ) Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division is responsible for licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures Ordinance. Exciting opportunities are now available for suitably qualified professionals to join us as a Manager. The successful candidate will be assigned to one of the licensing teams which is supervised by an Associate Director or a Senior Manager. Duties & Responsibilities Handle licensing applications and intermediary conduct issues, including interviewing applicants Inquire into complaints made against licensed persons Assist his or her team head to supervise junior team members May assist in formulating policy and work on cross-divisional projects Develop and maintain constructive work relationships with market participants and colleagues within the Commission Requirements University degree and/or professional qualification preferably in Accounting, Business, Finance or Law A minimum of five years’ relevant working experience Preferably with knowledge of the licensing requirements, and the operations of the securities, futures and financial industries and associated market practices Strong analytical, interpersonal and communications skills Hardworking, with a strong sense of responsibility and integrity Good command of spoken and written English and Chinese. Proficiency in Putonghua will be an advantage Candidates with less experience will be considered for Assistant Manager post Please quote the reference and apply by 12 December2025 with details of qualifications, previous experience, current and expected salary to: Recruitment Manager Securities & Futures Commission 54/F, One Island East, 18 Westlands Road, Quarry Bay, Hong Kong All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months. We are an EQUAL OPPORTUNITY EMPLOYER. #J-18808-Ljbffr
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hong kong, Hong Kong SAR China Securities and Futures Commission (SFC) Full timeIntermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities Supervise intermediaries’ business...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeIntermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise intermediaries’ business...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeRef.: SFC/M/IS/INT/ Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise...
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Manager – Intermediaries
2 weeks ago
hong kong, Hong Kong SAR China Securities and Futures Commission Full timeActing as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division is responsible for licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures...
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Intermediaries Compliance
2 weeks ago
hong kong, Hong Kong SAR China Securities and Futures Commission (SFC) Full timeA financial regulatory body in Hong Kong is seeking an experienced Manager for the Intermediaries Supervision Department. The ideal candidate will supervise intermediaries’ conduct and compliance with financial regulations. A university degree in relevant fields and at least 5 years of experience in financial services are required. Fluency in English and...
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Intermediaries Oversight
2 weeks ago
hong kong, Hong Kong SAR China Securities and Futures Commission Full timeA financial regulatory authority in Hong Kong seeks a Manager for the Intermediaries Supervision Department to oversee intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience in the financial services sector. Proficiency in English, Chinese, and Putonghua is essential. This...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeManager / Assistant Manager - Intermediaries (On-site Supervision) Add expected salary to your profile for insights We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department, Intermediaries. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities,...
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Director, Intermediary Distribution
5 days ago
Hong Kong Island, Hong Kong SAR China Eastspring Investments Full timeA global asset management firm is seeking an Assistant Director - Intermediary Distribution based in Hong Kong. This role involves managing relationships with clients and distributors to grow assets under management. A successful candidate will have at least 8 years of experience in the intermediary business within asset management and a proven track record...
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Senior Manager – Intermediaries
2 weeks ago
hong kong, Hong Kong SAR China Securities and Futures Commission Full timeAdd expected salary to your profile for insights This is an excellent opportunity for a high calibre candidate to join the Intermediaries Division of the SFC and contribute to shaping the responsible and sustainable development of the virtual asset industry and wider fintech industry in Hong Kong. In this role, you will collaborate closely with industry...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeManager - Enforcement (Investigation - Intermediary Misconduct Team) Duties & Responsibilities We are now seeking candidates for the Manager position in the Intermediary Misconduct Team (Investigation) of the Enforcement Division. The Enforcement Division investigates and combats market and listed company crimes, and intermediary misconduct. These...
