Manager - Intermediaries (Intermediaries Supervision - Greater China)

Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities Supervise intermediaries’ business...

Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise intermediaries’ business...

A leading financial regulatory authority in Hong Kong seeks an experienced Manager to supervise intermediaries' business conduct and ensure compliance with regulatory standards. The ideal candidate will have a relevant university degree and at least 5 years of experience in the financial services sector. Proficiency in written and spoken English and Chinese,...

Manager / Assistant Manager - Intermediaries (On-site Supervision) Add expected salary to your profile for insights We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department, Intermediaries. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities,...

Manager - Intermediaries (Off-site Supervision) We are looking for a bright, enthusiastic and determined professional to join the Intermediaries Division to support our supervisory work. Duties & Responsibilities Supervising the licensed firms’ business conduct and compliance with relevant regulatory requirements by way of off-site monitoring; Proactively...

Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division is responsible for licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures...

A financial regulatory body in Hong Kong is seeking an experienced Manager for the Intermediaries Supervision Department. The ideal candidate will supervise intermediaries’ conduct and compliance with financial regulations. A university degree in relevant fields and at least 5 years of experience in financial services are required. Fluency in English and...

An executive search firm in Hong Kong is seeking a Vice President for their Intermediary Sales team. The role involves growing fund distribution channels in Greater China, managing client relationships, and executing business development plans. Candidates should have over 7 years of experience in Intermediary and Private Banking channels, excellent...

A financial regulatory authority in Hong Kong seeks a Manager for the Intermediaries Supervision Department to oversee intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience in the financial services sector. Proficiency in English, Chinese, and Putonghua is essential. This...

About the job Intermediary Sales - Asset Management Our client, a well-established asset manager, is hiring an experienced Intermediary Sales in Hong Kong. Job Responsibilities Develop and implement a comprehensive sales and distribution strategy for wholesale clients, primarily in Hong Kong and China, with potential expansion across APAC. Analyze and...