Manager – Intermediaries
2 days ago
Acting as the gatekeeper for the securities and futures industry in Hong Kong, the Commission’s Intermediaries Division is responsible for licensing intermediaries and ensuring that only fit and proper individuals and corporations are permitted to carry on the business activities that are regulated by the Commission under the Securities and Futures Ordinance. Exciting opportunities are now available for suitably qualified professionals to join us as a Manager. The successful candidate will be assigned to one of the licensing teams which is supervised by an Associate Director or a Senior Manager. Duties & Responsibilities Handle licensing applications and intermediary conduct issues, including interviewing applicants Inquire into complaints made against licensed persons Assist his or her team head to supervise junior team members May assist in formulating policy and work on cross-divisional projects Develop and maintain constructive work relationships with market participants and colleagues within the Commission Requirements University degree and / or professional qualification preferably in Accounting, Business, Finance or Law A minimum of five years’ relevant working experience Preferably with knowledge of the licensing requirements, and the operations of the securities, futures and financial industries and associated market practices Strong analytical, interpersonal and communications skills Hardworking, with a strong sense of responsibility and integrity Good command of spoken and written English and Chinese. Proficiency in Putonghua will be an advantage Candidates with less experience will be considered for Assistant Manager post. Please quote the reference and apply by 12 December 2025 with details of qualifications, previous experience, current and expected salary to: Recruitment ManagerSecurities & Futures Commission54/F, One Island East,18 Westlands Road, Quarry Bay, Hong Kong(E-mail address : ) All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months. We are an EQUAL OPPORTUNITY EMPLOYER. #J-18808-Ljbffr
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hong kong, Hong Kong SAR China Securities and Futures Commission (SFC) Full timeIntermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities Supervise intermediaries’ business...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeIntermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise intermediaries’ business...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeRef.: SFC/M/IS/INT/ Intermediaries Supervision Department is looking for a high calibre candidate to join as a Manager to support its supervisory work. Reporting to a Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. Duties & Responsibilities: Supervise...
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Manager, Intermediary Management
1 week ago
hong kong, Hong Kong SAR China Generali Hong Kong Full timeManager, Intermediary Management (Insurance) 2 days ago Be among the first 25 applicants Develop and implement Intermediary Management Framework to comply with the regulatory and Group requirement Familiar with the requirements of local governments for the intermediary management to avoid violating local regulations Extend, build and strengthen working...
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Manager, Intermediary Management
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hong kong, Hong Kong SAR China Generali Life (Hong Kong) Limited Full timeManager, Intermediary Management (Insurance) Add expected salary to your profile for insights Generali is one of the largest integrated insurance and asset management groups worldwide. In 190 years, we have built a multinational group that is present in over 50 countries in the world, with a total premium income of €95.2 billion in 2024. With around 87,000...
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hong kong, Hong Kong SAR China Generali Life (Hong Kong) Limited Full timeA leading insurance and asset management firm in Hong Kong is seeking a Manager for Intermediary Management. This role involves developing and implementing frameworks to ensure compliance with regulations, managing relationships with stakeholders and vendors, and overseeing governance responsibilities. The ideal candidate should have at least 6 years of...
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Intermediaries Oversight
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeA financial regulatory authority in Hong Kong seeks a Manager for the Intermediaries Supervision Department to oversee intermediaries' compliance and business conduct. Candidates must have a relevant university degree and at least 5 years of experience in the financial services sector. Proficiency in English, Chinese, and Putonghua is essential. This...
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hong kong, Hong Kong SAR China Securities and Futures Commission Full timeManager / Assistant Manager - Intermediaries (On-site Supervision) Add expected salary to your profile for insights We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department, Intermediaries. The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities,...
