Executive Officer, Asset Management

1 month ago


Hong Kong, Hong Kong SAR China Job Gallery Consultancy Limited Full time

 

Responsiblities: 

  • 负责牵头完成9号牌(Type 9 license)的牌照申请工作。
  • 与监管机构保持密切沟通,及时响应监管机构的查询和要求。
  • 制定及完善资产管理业务相关的内部产品流程和规章制度,确保业务流程和操作符合监管和银行内部要求。
  • 负责团队和系统建设,协助搭建资产管理业务的基础设施和流程。
  • 获取牌照后及时开展和执行有关业务,包括但不限于:

- 制定并执行资产管理策略,包括但不限于投资组合管理、风险控制、业绩评估等。

- 带领团队对接及营销有关客户,完成行内各项业绩指标要求。

- 带领团队完成资产管理业务的各项日常工作。

  • 完成上级交办的其他工作。

Requirements:

  • 持有香港证监会颁发的9号牌(Type 9 license),并具备至少5年的资产管理相关工作经验。具备9号牌RO(负责人)或EO(主管人员)经验者优先。
  • 拥有丰富的客户资产及投资组合管理经验,熟悉资产管理业务各类产品的各项前中后台流程、监管要求和市场情况。
  • 具有良好的沟通能力,能够与监管部门和其他行内外合作方保持顺畅的沟通与联系。
  • 熟悉资产管理业务相关系统,能够及时搭建相关业务系统。
  • 具有管理全权委托投资账户和私募基金业务经验,能够在获取牌照后第一时间配合银行开展有关业务。

 


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