Compliance Associate/AVP

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

AVP/ VP, Trade Surveillance & AML Monitoring and AML Training​ – Equities/ Securities AVP/ VP, Trade Surveillance & AML Monitoring and AML Training Location: Hong Kong   Main Duties and Responsibilities: Covering and manging the Training  function and a key Compliance member for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide...

Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...

Job DescriptionWe are seeking a Compliance Associate/AVP at QHire Ltd to join our team.Draft and revise compliance manuals and various other policies, ensuring alignment with regulatory requirements;Advise on company-related affairs to ensure compliance with regulatory requirements;Handle SFC inquiry responses and follow up on implementation;Responsible for...

At QHire Ltd, we are seeking a highly skilled Compliance Associate/AVP to join our team.About the RoleWe are looking for a seasoned compliance professional to support our business operations and ensure that we maintain the highest standards of regulatory compliance.The successful candidate will be responsible for drafting and revising our compliance manual...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Shape your Career with Citi Citi’s Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi’s people and businesses, advocate for legal and regulatory outcomes that benefit our firm...

Business Management AVP, Asian Private Equity Group Regional Business Management & Support Project Lead to Drive Expansion & Vendor Mgmt Rewarding Private Equity Career Our Client Appointed by one of the fastest growing Asian Based Private Equity groups with investment specialization in TMT, industrial, consumer, and financial sectors and over USD 2...

Job Overview:We are seeking a highly motivated Regulatory Compliance Associate to join our team at Hong Kong Exchanges and Clearing Limited. This is an exciting opportunity for a qualified individual to work in a dynamic and fast-paced environment, assisting in the processing of listed issuers' matters, monitoring their activities, and providing accounting,...

Job Description - AVP, Team Lead, Know Your Customer, SME Banking (WD71389) Job Description AVP, Team Lead, Know Your Customer, SME Banking - ( WD71389 ) Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time...

Job Title: Risk Management Associate - APAC Compliance">Moody's is a global leader in integrated risk assessment, empowering organizations to make informed decisions. We are seeking a highly skilled Risk Management Associate to join our APAC Compliance team.Job Summary:The Risk Management Associate will play a crucial role in supporting the Global Compliance...

Location(s): Moody's Analytics Hong Kong Ltd, The Center, 99 Queen's Road, Central, Hong Kong, Suite 5608-5610, 56th Floor, 10278, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by...

Direct message the job poster from ALL-STAR AGENCY President and Founder | ALL-STAR AGENCY | Recruiting Champions in Banking and Financial Services Overview A well-established Corporate Bank is currently hiring a AVP - KYC Manager (Team Lead) to review and advise on KYC/AML matters for the corporate banking business. Role Responsibilities Review and...

Our Client Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source of wealth (SOW) Accountable for KYC for new/periodic clients including low to high risk...

Be Myjob Company Limited is seeking a skilled Regulatory Compliance Associate to join our team in Hong Kong. This role plays a vital part in ensuring the Group's compliance with regulatory requirements.Key Responsibilities:Liaise with the Securities and Futures Commission (SFC) regarding license applications and respond promptly to all inquiries from the...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Job Title: AVP/Sr Associate, COO - Business Management & Customer Experience, IBG (240000F1) Business Function Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans,...

Job OverviewThe Danos Group is seeking a highly skilled Compliance Associate to join our team in Fund Management. This role is ideal for individuals with experience in regulatory matters and a strong understanding of financial services regulations.Key Responsibilities:We are looking for an individual to assist with regulatory matters, including licensing...

Overview We are seeking a skilled professional to join our client's Risk Management Department as an AVP in Enterprise Risk Control. This role is essential for enhancing the bank's risk governance framework and ensuring compliance with regulatory standards while managing a comprehensive approach to enterprise risk. Key Responsibilities Lead high-priority...

Business Function Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...