Senior Associate Internal Auditor
4 days ago
Key Responsibilities:
- Assist in the planning and execution of internal audit assignments in accordance with established methodologies and standards.
- Evaluate the adequacy and effectiveness of controls in key business areas, including investment banking, trading, and corporate banking.
- Conduct risk assessments to identify potential areas of improvement and recommend actionable solutions.
- Prepare clear and concise audit documentation, including findings, recommendations, and reports for management.
- Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies.
- Assist in follow-up audits to ensure implementation of recommended improvements.
- Stay updated on industry trends, regulatory changes, and best practices in internal auditing.
Qualifications:
- Bachelor's degree in Finance, Accounting, Business Administration, or a related field.
- At least 4 years of experience in internal audit, external audit, or relevant risk management roles, preferably within the banking or financial services sector.
- Strong analytical and problem-solving skills, with a keen attention to detail.
- Excellent written and verbal communication skills in English; proficiency in Cantonese or Mandarin is a plus.
- Knowledge of regulatory frameworks and standards applicable to investment banking is preferred.
- Professional certifications (e.g., CIA, CPA, ACCA) are an advantage.
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