Market Surveillance Officer

Job SummaryThe Hong Kong Exchanges and Clearing Limited is seeking a highly skilled Market Surveillance Expert to join our team. As a key member of our Market Surveillance & Monitoring Department, you will play a critical role in maintaining the integrity of our cash and derivatives markets.About UsHong Kong Exchanges and Clearing Limited is home to Asia's...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Job SummaryThe Market Surveillance & Monitoring Department plays a vital role in maintaining the integrity of Hong Kong's cash and derivatives markets. As a key member of this team, you will be responsible for ensuring real-time trade monitoring and enforcing rule compliance among HKEX Participants.Key Responsibilities:Review daily surveillance alerts and...

At Hong Kong Exchanges and Clearing Limited, we are committed to maintaining the integrity of our cash and derivatives markets. As a Market Surveillance and Monitoring Department, we strive to promote effective market regulations for a fair, orderly and reputable market.The Market Surveillance & Monitoring Department is primarily responsible for real-time...

Company Introduction: We're home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment to the long-term development...

Market Surveillance Officer Key Responsibilities: Alert Analysis and Verification:Analyse client behaviour for signs of abusive, manipulative, or illegal trading practices. Gather necessary information from clients and exchanges to accurately assess activities. Notifications:Report potential market abuse activities to Compliance, providing detailed...

Your role Do you like financial markets? Are you good at handling and interpreting large data sets? Are you analytical and enjoy investigating financial transactions, understanding trading strategies and making sense of the unusual trading activity? Are you able to think independently and express your opinions and ideas confidently? We are looking for a...

Job SummaryWe are seeking a highly skilled Market Surveillance Professional to join our team at Hong Kong Exchanges and Clearing Limited. In this role, you will be responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants.Main ResponsibilitiesProactively...

Company Overview: Hong Kong Exchanges and Clearing Limited is a leading financial market operator, committed to connecting Asia's capital markets. Our purpose is to promote and progress our markets for the prosperity of all.We are seeking a highly skilled professional to join our Market Surveillance & Monitoring Department.

Job Title: Senior Market Surveillance SpecialistAbout the Role:We are seeking a highly skilled Senior Market Surveillance Specialist to join our Enforcement team. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Atttestation and Inspection Programme and...

APAC Trade Surveillance - Director Compliance Permanent contract Hong Kong, Hong Kong Reference 24000QG0 Start date 2025/01/02 Publication date 2024/11/06 Responsibilities Geographic coverage is APAC. Assets coverage include equities, fixed income, forex and related derivatives. Reports to the APAC Head of Capital Market Surveillance. ...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

About the RoleWe are seeking a highly skilled Senior Market Surveillance and Enforcement Specialist to join our team in Hong Kong. This is an exciting opportunity to work with a leading exchange and clearing house, driving market integrity and protecting investors.Job SummaryThe successful candidate will be responsible for enforcing HKEX rules and...

**Job Summary:**We are seeking a skilled Financial Surveillance Specialist to join our team at Gravitas Recruitment Group. As a key member of our team, you will play a crucial role in detecting and preventing market abuse, ensuring the integrity of our financial systems.**About the Role:This is an exciting opportunity for a motivated and experienced...

About the Role">The APAC Trade Surveillance Director will oversee trade surveillance in the Asia-Pacific region, ensuring compliance with global and regional standards. This leadership role requires strong management experience and a good understanding of risks associated with compliance and trade surveillance.ResponsibilitiesLead and perform quality...

Responsibilities Based in Hong Kong, reporting to the Global Head of Marketing Asia Pacific, the person will be in charge of delivering cross-asset marketing material supporting APAC Global Markets sales activities (both in English and Mandarin (traditional and simplified)). Produce marketing material in cooperation with sales and pricing teams, including...

Job Description:As a key member of our Societe Generale Assurances team, you will be responsible for leading our Asia Pacific trade surveillance efforts. Your primary focus will be on ensuring the effective implementation of global and regional standards across the entire APAC region. This will involve leading and performing quality assurance on level one...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a world-class exchange group that facilitates and ensures the integrity of trading on its markets. With a strong commitment to innovation, HKEX strives to connect global capital with Asian growth companies.About the Role:We are seeking a highly skilled Market Surveillance & Enforcement...

Job DescriptionWe are seeking a skilled APAC Risk Control Compliance Officer to join our team at Société Générale Assurances.About the RoleThis role will be responsible for developing and conducting the global RACR program in the Asia Pacific region, ensuring adherence to regulatory requirements and prevailing market standards. The successful candidate...

APAC Risk and Control Review Compliance Officer RoleAs a key member of the Capital Markets Surveillance function, the APAC Risk and Control Review Compliance Officer will be responsible for developing and conducting a robust risk assessment and control review program.Key Responsibilities:Contribute to the RACR program through effective collaboration across...