APAC Risk Control Compliance Officer

About the RoleWe are seeking a highly skilled Compliance Risk Officer to join our APAC Control Group team in Hong Kong. As a key member of our team, you will play a crucial role in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.Job ResponsibilitiesAssist in designing,...

APAC Risk and Control Review Compliance Officer RoleAs a key member of the Capital Markets Surveillance function, the APAC Risk and Control Review Compliance Officer will be responsible for developing and conducting a robust risk assessment and control review program.Key Responsibilities:Contribute to the RACR program through effective collaboration across...

We are seeking a highly skilled Senior Compliance Officer to join our team in Hong Kong. This role will provide primary compliance coverage for our APAC Investment Banking and Capital Markets business, including Debt Capital Markets and Mergers & Acquisitions, as well as secondary support to APAC Markets business.Job SummaryThe ideal candidate will be...

About the RoleCiti, a global leader in financial services, seeks an experienced Compliance Product Risk Officer to join our APAC team.This role will play a crucial part in assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation. You will design and deliver a risk management framework...

About the RoleThis is a pivotal and highly visible leadership position, driving our Digital Risks Advisory business in APAC and supporting global growth.Key responsibilities include leading and developing our Advisory business in APAC, focusing on significant growth in C-suite advisory work, managing strategic relationships, and representing Digital Risks at...

{"Leadership": "Provide clear, visible, and energetic leadership across all aspects of sales, strategy, people, operations, and client delivery for our Advisory practice in APAC.Achieve a step change in our C-suite client penetration in priority markets – Hong Kong, Singapore, Japan, and Australia.Lead and motivate, recruiting and retaining a high...

Role Overview:The Compliance Risk Controller Associate will contribute to the definition of an annual risk-based Compliance control plan for APAC and deliver Compliance reviews as required by the annual control plan. The role ensures Compliance risks are identified and managed in a timely manner and ensures timely tracking, resolution, and closure validation...

Job Title: APAC Chief Risk OfficerAbout the Role:As our Regional Chief Risk Officer (RCRO), you will be responsible for ensuring the measurement, aggregation, and monitoring of corporate and fiduciary risks undertaken by DWS Investments entities across APAC. You will also be responsible for implementing and complying with relevant regulations, policies, and...

Role SummaryWe are seeking a skilled APAC Chief Risk Officer to join our team in Hong Kong.About the RoleThe Regional Chief Risk Officer (RCRO) is responsible for ensuring the measurement, aggregation, and monitoring of corporate and fiduciary risks undertaken by DWS Investments entities across APAC. The role involves implementing and complying with relevant...

About the RoleWe are seeking a highly skilled Compliance Risk Control Specialist to join our team at Société Générale Assurances.Job DescriptionThe successful candidate will be responsible for managing end-to-end thematic/cyclical/desk review activities, including scoping, testing, issue clearance, and reporting. They will also ensure timely tracking of...

About the PositionWe're seeking a skilled Compliance Risk Specialist to ensure our Asia offices comply with local, APAC, and international laws and regulations. This involves regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities in a fast-paced environment.About YouUndergraduate degree in finance,...

Responsibilities:Develop a compliance strategy and guidelines to support iCapital's growth across APAC in a sustainable and compliant manner.Collaborate closely with senior management, colleagues, regulators, and external partners & stakeholders to identify and mitigate risks to the firm and its clients.Establish and implement policies, procedures, and...

Are you a motivated and detail-oriented individual looking to gain experience in compliance risk analysis?About the RoleZurich Insurance Company is seeking an Intern (Compliance, APAC) to join our team in Hong Kong. As a key member of our Compliance team, you will be responsible for assisting in the analysis of management information and production of...

Role OverviewThe Senior Regulatory Compliance Expert will play a key role in ensuring the firm's programs adhere to regulations and exchange rules across APAC and globally. They will be involved in developing and deploying an overall compliance program within the APAC offices, encompassing various aspects of compliance, including risk prevention, detection,...

As a Compliance Risks Officer Trainee at Societe Generale, you will play a key role in maintaining APAC ESG regulatory mapping and supporting advisory and ad-hoc business enquiries related to ESG topics.Responsibilities:Assist with the maintenance of APAC ESG regulatory mapping.Support the advisory and ad-hoc business enquiries related to ESG topics...

Job Title: APAC Chief Risk OfficerAbout the Role:We are seeking a highly skilled and experienced Chief Risk Officer to join our team in the Asia Pacific region. As a key member of our risk management team, you will be responsible for ensuring the effective management of risks across the region, including Hong Kong, Singapore, Australia, Japan, Taiwan, and...

Compliance and Risk Officer Role in CitiCiti, a global bank, is seeking a Compliance and Risk Officer to join its team in Hong Kong. This role will be part of the Compliance and Risk Management team, responsible for assessing and mitigating compliance risks in the Markets business.Key ResponsibilitiesDevelop and implement compliance testing programs to...

About Jane StreetWe're a leading financial services company seeking a skilled Risk Compliance Specialist to join our team in Asia. As a key member of our Legal and Compliance department, you'll play a vital role in ensuring the integrity of our trading activities and operations.Job SummaryThis is a challenging opportunity for an experienced compliance...

Job SummaryCiti is seeking a highly skilled and experienced Senior Compliance Risk Officer to join our team in Hong Kong. As a key member of our Compliance Independent Assessment team, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense. Your expertise will be crucial in identifying and...

Regional Sanctions Compliance Officer, Regional Financial Crime Unit, APACPermanent contractHong Kong, Hong KongComplianceResponsibilitiesPerform analysis, liaise with Business Lines, KYC Team and other relevant departments to provide, in a timely manner, Sanctions compliance opinions in relation to (a) proposed transactions (including trade finance...