Financial Surveillance Specialist

Job Title: Senior Market Surveillance SpecialistAbout the Role:We are seeking a highly skilled Senior Market Surveillance Specialist to join our Enforcement team. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Atttestation and Inspection Programme and...

Job SummaryThe Market Surveillance & Monitoring Department plays a vital role in maintaining the integrity of Hong Kong's cash and derivatives markets. As a key member of this team, you will be responsible for ensuring real-time trade monitoring and enforcing rule compliance among HKEX Participants.Key Responsibilities:Review daily surveillance alerts and...

Company Overview: Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure operator. We provide world-class exchange and clearing services, connecting global and regional market participants.Job Summary: The Market Surveillance and Monitoring Department plays a critical role in maintaining market integrity. The team is...

Job SummaryThe Hong Kong Exchanges and Clearing Limited is seeking a highly skilled Market Surveillance Expert to join our team. As a key member of our Market Surveillance & Monitoring Department, you will play a critical role in maintaining the integrity of our cash and derivatives markets.About UsHong Kong Exchanges and Clearing Limited is home to Asia's...

At Hong Kong Exchanges and Clearing Limited, we are committed to maintaining the integrity of our cash and derivatives markets. As a Market Surveillance and Monitoring Department, we strive to promote effective market regulations for a fair, orderly and reputable market.The Market Surveillance & Monitoring Department is primarily responsible for real-time...

Job Summary: We are seeking a highly skilled Market Surveillance and Enforcement Specialist to join our team at Hong Kong Exchanges and Clearing Limited. The successful candidate will be responsible for enforcing HKEX rules and regulations against Exchange and Clearing Participants through our Annual Attestation and Inspection Programme and thematic...

Job SummaryWe are seeking a highly skilled Market Surveillance Professional to join our team at Hong Kong Exchanges and Clearing Limited. In this role, you will be responsible for maintaining the integrity of the cash and derivatives markets through real-time trade monitoring and enforcing rule compliance of HKEX Participants.Main ResponsibilitiesProactively...

Job Description:As a key member of our Societe Generale Assurances team, you will be responsible for leading our Asia Pacific trade surveillance efforts. Your primary focus will be on ensuring the effective implementation of global and regional standards across the entire APAC region. This will involve leading and performing quality assurance on level one...

**Job Overview**We are seeking a highly skilled Market Abuse Specialist to join our team at a prominent global financial institution. This is an excellent opportunity for a motivated professional to contribute to the prevention and detection of market abuse, ensuring compliance with regulatory requirements.**About Us**Our client, a leading player in the...

At Hong Kong Exchanges and Clearing Limited, we are home to Asia's most dynamic and vibrant capital markets. Our purpose is to Connect, Promote and Progress our Markets and the Communities they support for the prosperity of all.We are seeking a seasoned Market Surveillance & Monitoring Enforcement Specialist to join our team in Exchange Square. As a key...

As a Senior Market Surveillance and Enforcement Specialist at Hong Kong Exchanges and Clearing Limited, you will play a critical role in ensuring the integrity of our markets. We are seeking an experienced professional with a strong background in audit, inspection, enforcement, compliance, or advisory roles to join our team.Your primary responsibilities will...

At Citi, we connect millions of people across hundreds of cities and countries every day. We've been doing it for more than 200 years through our unparalleled global network. Our financial services and products help clients meet their biggest opportunities and face the world's toughest challenges.Citi Global Wealth (CGW) brings together the full power of...

Job OverviewHong Kong Exchanges and Clearing Limited is a leading exchange operator that connects the world's capital markets. As an AVP/Associate - Market Surveillance and Monitoring (Enforcement), you will play a key role in enforcing HKEX rules and regulations.About the RoleThis is a permanent position, with a scheduled weekly hour of 40 hours. You will...

At Larson Maddox, we are seeking an experienced Senior Equities Regulatory Compliance Specialist to join our compliance team. This role is ideal for candidates with a strong background in trade surveillance and a deep understanding of global market compliance.Key ResponsibilitiesCompliance Policy Development: Assist in the development and enhancement of...

At Citi, we have a rich history of providing innovative financial services and products to our clients. With over 200 years of experience, we've established an unparalleled global network that connects millions of people across hundreds of cities and countries every day.We provide a broad range of financial services and products to our clients - whether they...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that...

About the PositionWe're seeking a skilled Compliance Risk Specialist to ensure our Asia offices comply with local, APAC, and international laws and regulations. This involves regulatory filings, trade surveillance, monitoring tasks, and overseeing control room function activities in a fast-paced environment.About YouUndergraduate degree in finance,...

HARBRIDGE PARTNERS, a leading recruitment agency in Hong Kong, is seeking an experienced AML Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the compliance of our clients' equities and securities businesses with relevant regulations.**Job Summary:**We are looking for a highly skilled AML Compliance Specialist...

About Jane StreetWe're a leading financial services company seeking a skilled Risk Compliance Specialist to join our team in Asia. As a key member of our Legal and Compliance department, you'll play a vital role in ensuring the integrity of our trading activities and operations.Job SummaryThis is a challenging opportunity for an experienced compliance...

Ashford Benjamin Ltd is a leading recruitment agency in the region, and we are seeking an experienced AML Compliance Specialist to join our team in Hong Kong.Salary: HKD 600,000 - 800,000 per annumAbout this role:This is an exciting opportunity for a skilled professional to take on a key advisory role in AML compliance. You will be responsible for...